Rickstar Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rickstar Financial, LLC is registered as an investment adviser and offers portfolio management services to individuals, high‑net‑worth clients, charitable organizations and business entities, preparing investment policy statements and, where authorized, exercising discretionary trading authority. The firm’s brochure lists investment options it uses, including mutual funds, equities, ETFs, fixed‑income securities, real estate funds and insurance products such as annuities.
The firm describes a multi‑method investment approach that includes charting, cyclical, fundamental, modern portfolio theory, quantitative and technical analysis, and it uses long‑term trading and margin transactions while documenting client risk profiles in an Investment Policy Statement. It acknowledges fiduciary duties for retirement accounts, emphasizes fair allocation of investment opportunities among accounts, and requires clients to custody assets with Schwab Institutional.
Notable for a single‑person adviser with no assets under management as of February 2026, the brochure discloses that firm personnel also act as a licensed insurance agent and a registered representative of a broker‑dealer and may receive commissions for insurance product sales; the firm documents and discloses these conflicts and states commissions are not its primary source of advisory compensation. The combination of insurance/annuity sales, broker‑dealer registration activities, a required designated custodian, and the stated use of margin trading are features that distinguish the firm from many peers in this adviser category.
Client services
Expertise
Fee options
$1 - $1,000,000: 3.00% $1,000,001 - $5,000,000: 2.00% $5,000,001 - $15,000,000: 1.50% $15,000,001+: 1.00%
Compensation received for sale of insurance products; commissions are not the primary source of advisory fees.
Main office
301 West Michigan Avenue, Suite 404
Ypsilanti MI 48197
Advisors at this office
1
Most active in
Louisiana · Michigan · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)