Ridge Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Ridge Capital Advisors provides discretionary investment management and retirement-plan advisory services to individuals, high-net-worth clients, and employer-sponsored plans. The firm also facilitates referrals to third‑party investment advisers, offers ERISA fiduciary and non‑fiduciary plan services, and makes insurance products available as part of its service mix.
Investment programs are tailored through documented investment policy statements and overseen on a discretionary basis, with strategies informed by fundamental, technical and cyclical analysis and the use of independent managers when appropriate. The firm performs periodic reviews, communicates via custodian statements and occasional client reporting, and can act as a liaison between clients and TPIAs to monitor performance and consistency with client objectives.
Compared with many peers, Ridge Capital occasionally conducts educational seminars and workshops on topics such as retirement, estate and insurance planning and provides impersonal newsletters at no charge—services that are relatively uncommon among similar team firms. The firm also operates referral/solicitor arrangements that represent several million dollars managed by third‑party advisers and maintains an affiliation with an insurance brokerage that may lead to insurance recommendations; these operational relationships are disclosed in its brochure.
Client services
Expertise
Fee options
$0 - $249,999: 1.25% $250,000 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Up to $250 per hour for retirement plan services, billed quarterly in arrears or upon project completion.
Fee-only: Annual advisory fees billed quarterly, based on assets under management as per tiered schedule; hourly fees up to $250/hour available for retirement plan services.
Main office
See office10371 N. Oracle Rd., Suite 102
Oro Valley AZ 85737
Advisors at this office
3
Offices (2)
Most active in
Arizona · California · Maryland
Also doing business as
Ridge Capital Advisors, LLC · Ridge Capital Trading L.L.C.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Kelly K
ChFC®, Series 63
Oro Valley, AZ
Ridge Capital Advisors, LLC
Kelly Kleinsasser is a financial advisor at Ridge Capital Advisors, LLC with 17 years of industry experience. She holds the ChFC® designation and Series 63 license. In addition to her advisory role, Kleinsasser is a partner and officer at Forward Strategies Insurance Brokerage, where she focuses on marketing life insurance and fixed annuities to agents nationwide. Ridge Capital Advisors provides discretionary investment management and retirement-plan consulting to individuals, high-net-worth households, and employer-sponsored plans. The firm employs a mix of fundamental, technical, and cyclical analysis, and offers ERISA retirement-plan services as well as educational seminars and workshops.
Conner K
Series 65
Oro Valley, AZ
Ridge Capital Advisors, LLC
Conner Kleinsasser is a financial advisor at Ridge Capital Advisors, LLC with five years of industry experience. He holds a Series 65 designation and has worked at Ridge Capital Advisors since 2020. In addition to his advisory role, he owns and operates CK Design, a web design business. Ridge Capital Advisors provides discretionary investment management and retirement-plan advisory services to individuals, high-net-worth clients, and employer-sponsored plans. The firm employs investment strategies informed by fundamental, technical, and cyclical analysis and offers educational seminars, workshops, and referral services as part of its client offerings.
Mario R
Series 63, Series 65
Carmichael, CA
Ridge Capital Advisors, LLC
Mario Rodriguez is a financial advisor at Ridge Capital Advisors, LLC with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Ridge Capital Advisors since 2017. In addition to his advisory role, he owns Net Worth Consulting, LLC, through which he is involved in insurance sales. Ridge Capital Advisors, LLC provides discretionary investment management and retirement-plan consulting to individuals, high-net-worth households, and employer-sponsored retirement plans. The firm uses a combination of fundamental, technical, and cyclical analysis to manage portfolios and offers educational seminars and workshops to the public.
Breckin K
Series 65
Oro Valley, AZ
Ridge Capital Advisors, LLC
Breckin Kleinsasser is a financial advisor at Ridge Capital Advisors, LLC with one year of industry experience. He holds a Series 65 designation and has worked at Ridge Capital Advisors since 2025. Kleinsasser is also involved as a sales manager in insurance agent recruiting and development at Forward Strategies Insurance Brokerage. Ridge Capital Advisors provides discretionary investment management and retirement-plan consulting to individuals, high-net-worth households, and employer-sponsored retirement plans. The firm employs a mix of fundamental, technical, and cyclical analysis in managing portfolios and offers ERISA retirement-plan services alongside educational seminars and newsletters.
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