Ridgebrooke Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$76,109,276
Clients
116
Advisors
3
of 3 employees
About
RidgeBrooke Capital Management LLC provides discretionary asset management and financial planning to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, and business entities. Services include ongoing portfolio management, comprehensive financial plans, and fee‑based management of fixed indexed annuities.
The firm tailors strategies to each client’s goals, time horizon and risk tolerance, using fundamental, technical, charting and cyclical analysis and employing both long‑ and short‑term investment approaches; accounts are reviewed quarterly with rebalancing and tax‑loss harvesting considered where appropriate. RidgeBrooke may engage sub‑advisors to manage portions of client portfolios and operates with full discretionary authority, including discretionary management and interest‑strategy selections for annuity contracts.
What distinguishes the firm from many peers is its affiliation with an insurance business and its active, fee‑based management of fixed indexed annuities—where the adviser directs insurance carriers for strategy allocations and fee deductions. The brochure discloses outside business activities (insurance sales, tax preparation, and precious metals sales) and related commission income, and describes mitigation through disclosure, client choice, and the firm’s stated fiduciary obligations.
Client services
Expertise
Fee options
Financial planning fixed fee between $1,200 and $6,000
$0 - $499,999: 1.55% $500,000 - $999,999: 1.44% $1,000,000 - $1,999,999: 1.29% $2,000,000 - $2,999,999: 1.08% $3,000,000 - $4,999,999: 0.96% $5,000,000 - $6,999,999: 0.78% $7,000,000 - $9,999,999: 0.69% $10,000,000+: Negotiable
Fee-only: Financial planning fixed fee between $1,200 and $6,000 based on complexity
Main office
5 S. Jefferson Avenue
Cookeville TN 38501
Advisors at this office
3
Most active in
Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Dominic E
Series 65
Cookeville, TN
Ridgebrooke Capital Management LLC
Dominic Emord is a financial advisor at RidgeBrooke Capital Management LLC with a Series 65 credential and two years of industry experience. Prior to his current role, he worked at Oculus Imaging and has been involved with Passio Language Academy for several years. RidgeBrooke Capital Management LLC provides discretionary asset management and financial planning for individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental, technical, charting, and cyclical analysis to tailor investment strategies to client goals, and it offers active management of fixed indexed annuities alongside traditional portfolio management.
Richard H
Series 63, Series 65
Cookeville, TN
Ridgebrooke Capital Management LLC
Richard Hofmann Warner is a financial advisor at RidgeBrooke Capital Management LLC with one year of industry experience. He holds Series 63 and Series 65 licenses and has prior work experience with NYLIFE Securities LLC and New York Life. Outside of advising, he is involved with Auxilia Training LLC, where he has held a position since 2018. RidgeBrooke Capital Management LLC provides discretionary asset management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm tailors strategies using fundamental, technical, charting, and cyclical analysis and manages fixed indexed annuities with a fee-based approach, operating with full discretionary authority.
R. K
ChFC®, Series 65
Cookeville, TN
Ridgebrooke Capital Management LLC
R. Kirby is a financial advisor with RidgeBrooke Capital Management LLC, holding the ChFC® designation and a Series 65 license, with 14 years of industry experience. His prior experience includes roles at Virtue Capital Management, LLC and Horter Investment Management. He also serves on the Board of the International Foundation for Retirement Education. RidgeBrooke Capital Management LLC provides discretionary asset management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm employs tailored investment strategies using multiple analytical methods and manages fixed indexed annuities with full discretionary authority, distinguishing itself through its affiliation with an insurance business and active fee-based annuity management.
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