Riemann Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Riemann Capital LLC is a small investment adviser that provides portfolio management and continuous investment advice primarily to pooled vehicles, institutions and high-net-worth clients across equities, ETFs, fixed income, mutual funds, private equity and private funds. The firm develops personalized investment policies through client discussions and an investment-objective questionnaire and may manage accounts on a discretionary or non-discretionary basis.
The firm typically charges asset-based advisory fees and, for qualified investors, employs performance-based fee arrangements; fee terms and billing are set out in written agreements. Riemann’s investment process uses fundamental, technical and cyclical analysis, with periodic account reviews and attention to standard investment risks such as market, interest-rate and liquidity risk.
Distinctive features include an affiliation with a broker-dealer under common control and a principal who divides substantial time between the advisory and broker-dealer businesses, a structure the firm says it addresses through operational separation and separate compliance processes. The firm is a single-advisor, small operation that reported no assets under management as of the most recent year-end, generally leaves custody and broker selection to clients rather than directing custodians, and discloses it will not vote client proxies and may engage in limited principal transactions only with prior client consent.
Client services
Expertise
Fee options
$0+: Up to 2% annually (general advisory fee) $0+: Up to 3% annually (private equity assets)
Up to 20% of profits exceeding an 8% annual high water mark, performance fees negotiated individually, minimum account balance $1 million required for performance fees
Account minimum: $1,000,000
Main office
14 Myrtle Drive
Great Neck NY 11021
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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