Rigden Capital Strategies
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$160,151,252
Clients
329
Advisors
6
across 4 offices
About
Rigden Capital Strategies is a team advisory firm managing about $169 million for individuals, high‑net‑worth clients, trusts and retirement plans. The firm offers discretionary asset management, ERISA plan services (including 3(38) investment manager arrangements), and financial planning and consulting engagements.
The firm typically manages portfolios on a discretionary basis and may engage sub‑advisors or third‑party platforms to implement strategies. Its Form ADV describes use of a turnkey platform (AIM/Advyzon) including model marketplace access, tax‑overlay services, direct/personalized indexing and tax‑loss harvesting, and periodic account reviews to align portfolios with client objectives.
Noteworthy disclosures in the brochure include an affiliated tax consulting business (Rigden Tax Strategies) through which the firm may offer tax services for separate compensation, a relationship the firm acknowledges as a potential conflict of interest. The firm’s regulatory filings also indicate it advises insurance company clients — a client type that is relatively uncommon for peer team firms — alongside its retirement‑plan and individual client work.
Client services
Expertise
Occupation focus
Fee options
Fixed fee between $1,500 and $5,000 for one-time financial planning; $2,000 upfront fee limited to 10 hours for initial plan development
Less than $1,000,000 - $999,999: 1.10% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $2,999,999: 0.90% $3,000,000 - $3,999,999: 0.80% $4,000,000 - $4,999,999: 0.70% $5,000,000 - $5,999,999: 0.60% $6,000,000+: Negotiated
$300 per hour for consulting services; minimum two hours
Monthly ongoing fee of $350 for ongoing financial planning services
Account minimum: $250,000 Fee-only: Fixed fee between $1,500 and $5,000 for one-time financial planning; $350/month ongoing financial planning fee; $300/hour consulting fee
Main office
See office384 Inverness Pkwy, Suite 240
Englewood CO 80112
Advisors at this office
3
Offices (4)
Most active in
Arizona · California · Colorado · Illinois · Kansas · New Hampshire · New York · Ohio · Pennsylvania · South Carolina · Texas · Washington
Also doing business as
Rigden Capital · Rigden Capital Strategies · Rigden Enterprises
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Neil C
CFP®, Series 63, Series 66
Overland Park, KS
Rigden Capital Strategies
Neil Connolly is a CFP® with 25 years of industry experience. He is currently with Rigden Capital Strategies, a firm he joined in 2025. His prior experience includes roles at TD Ameritrade, Charles Schwab, and several advisory firms. Rigden Capital Strategies provides discretionary asset management, financial planning, and ERISA plan services to individuals, high-net-worth clients, trusts, estates, and institutional sponsors. The firm constructs portfolios tailored to client goals and risk tolerance using fundamental and technical analysis, Monte Carlo planning, and modern portfolio theory.
Joshua R
CFP®, Series 63, Series 66
Englewood, CO
Rigden Capital Strategies
Joshua Rigden is a CFP® with 17 years of industry experience. He is currently with Rigden Capital Strategies, where he has worked since 2025. Prior to this, he held roles at Alphamint Financial, Risemint, and Typher Financial Services. He also operates Rigden Tax Strategies, providing tax consulting services. Rigden Capital Strategies is a team advisory firm managing approximately $169 million for individuals, high-net-worth clients, trusts, and retirement plans. The firm offers discretionary asset management, ERISA plan services including 3(38) investment manager arrangements, and financial planning, utilizing turnkey platforms and tax-overlay services to align portfolios with client objectives.
Christian W
CFP®, Series 63, Series 66
Englewood, CO
Rigden Capital Strategies
Christian West is a CFP® with 17 years of industry experience, currently serving at Rigden Capital Strategies since 2025. His prior roles include positions at Risemint, Charles Schwab & Co. Inc., and TD Ameritrade. Rigden Capital Strategies provides discretionary asset management, financial planning, and ERISA plan services to individuals, high-net-worth clients, trusts, estates, and institutional sponsors. The firm constructs portfolios tailored to client goals and risk tolerance, using fundamental and technical analysis, Monte Carlo planning, and modern portfolio theory.
Emily D
CFP®, Series 63, Series 66
Englewood, CO
Rigden Capital Strategies
Emily Dyer Wolfe is a CFP® with five years of industry experience currently serving at Rigden Capital Strategies. Her career includes roles at Glendale Babcock, Northwestern Mutual Investment Services, and Modern Woodmen of America. She also operates a sole proprietorship focused on insurance services. Rigden Capital Strategies is a team advisory firm managing approximately $169 million for individuals, high-net-worth clients, trusts, and retirement plans. The firm provides discretionary asset management, ERISA plan services, and financial planning, utilizing turnkey platforms and a range of investment strategies to align portfolios with client objectives.
Jared C
CFP®, Series 66
Myrtle Beach, SC
Rigden Capital Strategies
Jared Crawford is a CFP® with six years of industry experience, currently serving as an advisor at Rigden Capital Strategies. His career includes roles at Prudential Financial Planning Services, LPL Enterprise, and Atlantic Financial Services. Outside of advisory work, he is involved in several business ventures, including ownership of Crawford Enterprises LLC and part-time work at Greg Norman Australian Grille. Rigden Capital Strategies is a team advisory firm managing approximately $169 million primarily for individuals, high-net-worth clients, trusts, and retirement plans. The firm offers discretionary asset management, ERISA plan services, and financial planning, utilizing a turnkey platform with tax-overlay services and personalized indexing.
Richard D
Series 66
Erie, PA
Rigden Capital Strategies
Richard Dombrowski is a financial advisor at Rigden Capital Strategies with nine years of industry experience. He holds a Series 66 designation and has previously worked at Risemint, TD Ameritrade, and Scottrade. Rigden Capital Strategies is a team advisory firm managing approximately $169 million for individuals, high-net-worth clients, trusts, and retirement plans. The firm provides discretionary asset management, ERISA plan services, and financial planning, utilizing a turnkey platform with model marketplace access, tax-overlay services, and personalized indexing to align portfolios with client objectives.
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