Ring Mountain Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$220,142,395
Clients
426
Advisors
1
of 1 employees
About
Ring Mountain Capital, LLC provides investment management and financial planning to individuals, trusts, pension plans, endowments and other entities, serving both high‑net‑worth and non‑HNW clients; as of December 31, 2025 the firm reported about $222 million in assets under management across 426 client accounts. Services are delivered through separately managed accounts with a focus on publicly traded U.S. and non‑U.S. equities and fixed income, alongside written financial planning engagements.
The firm emphasizes customized, actively managed portfolios tailored to each client’s financial situation and investment objectives, with at least annual reviews and ongoing availability for consultation. Day‑to‑day investment decisions are centralized with the firm’s manager and may include a broad set of instruments (equities, bonds, ETFs, mutual funds) and techniques such as hedging and, at clients’ request, margin borrowing.
Distinctive features include operating as a solo practitioner while overseeing a large client base (well above industry norms for clients per advisor), and managing nearly all assets on a discretionary basis. The firm routinely recommends specific custodians and may decline clients who insist on other brokers, does not vote client proxies (clients receive proxy materials directly), and discloses use of broker‑provided research and services that can be received through soft‑dollar type arrangements.
Client services
Expertise
Fee options
$1,500 to $7,500 fixed fee for financial planning services
$0 - $50,000: 1.5% $50,000+: 1.0%
$1,250 per hour for financial planning services
Minimum fee: $100 annual fixed fee for accounts under $50,000
Main office
1610 Tiburon Blvd., Suite 200
Tiburon CA 94920
Advisors at this office
1
Most active in
California · Florida · Louisiana · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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