A complete list of active advisors currently associated with Rioux & Company, LLC

Warmer can help you find a great advisor at Rioux & Company, LLC or one who fits your needs even better.

Rioux & Company LLC provides discretionary portfolio management to individual and high-net-worth clients as well as joint accounts, qualified retirement plans, trusts, foundations, and charitable organizations. The firm also makes separate consulting and portfolio-review services available to clients on a prepaid or hourly basis upon request. The adviser constructs portfolios using a broad set of instruments — including equities, fixed income, mutual funds and ETFs, ADRs and warrants — and employs derivative strategies when appropriate, such as option writing, margin trading and short sales; client consent is required for margin, short sale or uncovered option activity. Investment decisions are informed by modern portfolio theory plus fundamental and technical analysis, and accounts are reviewed at least twice a year with more frequent monitoring during periods of market stress. As a single-advisor independent RIA managing roughly $20.5 million for about 71 clients, the firm notes it dedicates concentrated attention and resources to a limited number of relationships and draws on decades of industry experience. The brochure discloses several operational distinctions: the firm does not accept soft-dollar or other outside economic benefits, does not vote client proxies, and recommends custodians or broker-dealers only with client consent.

To learn more about the advisors currently working at Rioux & Company, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.