RISE Investment Management, LLC

RISE serves individuals, families, trusts, businesses, retirement plans, and non‑profit organizations by providing discretionary investment management alongside financial planning and consulting services. The firm manages client assets in separate accounts and also offers retirement plan consulting, including acting as an ERISA Section 3(21) investment co‑fiduciary for plan sponsors.

RISE’s investment approach emphasizes long‑term, owner‑oriented equity selection, tax efficiency, and diversified exposure across individual equities, fixed‑income, ETFs, and mutual funds, with bond laddering and buy‑to‑maturity strategies where appropriate. The firm implements asset allocation at the relationship or “allocation group” level, rebalances regularly, and supplements public market exposure with third‑party managers, SMAs/TAMPs, and privately placed pooled investments when suitable.

Noteworthy for a two‑advisor firm managing approximately $48.6 million in client assets, RISE routinely uses private placements (including private real estate, private equity, and private credit) and discretionary selection of independent managers to broaden client opportunity sets. The firm also discloses that a principal maintains a concurrent advisory role at an unaffiliated registered adviser (up to 40 hours per week), and its ERISA plan consulting work demonstrates institutional capabilities beyond typical retail wealth management.