Rising Capital Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rising Capital provides discretionary investment management and financial planning services to high‑net‑worth individuals and institutional clients, and acts as a fiduciary under applicable law. The firm constructs portfolios using mutual funds, ETFs, equities and fixed income and may retain legacy holdings for portfolio fit or tax considerations.
The firm’s approach is primarily long‑term, but it also employs fundamental, technical and cyclical analysis and will buy, sell or reallocate positions on shorter time horizons when client objectives or market conditions warrant. Portfolios are implemented on a discretionary basis with ongoing personal client contact, periodic rebalancing, and at least annual account reviews.
Distinctive features for a single‑advisor practice include the management of institutional accounts and participation on an institutional custody and support platform (Schwab Advisor Services), which provides the advisor access to institutional‑level technology and services. The principal brings decades of trading and portfolio management experience and the firm maintains a formal Code of Ethics and procedures to address conflicts such as personal trading.
Client services
Expertise
Fee options
Fixed financial planning engagement fees ranging from $12,500 to $75,000
$0 - $1,000,000: 1% $1,000,000 - $10,000,000: 0.70% $10,000,000+: 0.30%
$1000 per hour for financial planning services
Fee-only: Investment management fees based on AUM tiers; financial planning fees hourly or fixed fee
Main office
460 Edgewood Ave
Mill Valley CA 94941, United States
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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