Rival Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rival Capital Management, LLC is a registered investment adviser formed in October 2024 that provides discretionary portfolio management and project-based financial planning and consulting to individual and high‑net‑worth clients. The brochure reports approximately $3,000,000 in discretionary assets under management across ten client relationships and specifies a $1,000,000 minimum to open and maintain an advisory account.
The firm tailors investment advice to clients’ objectives, risk tolerance, and time horizon and employs a range of strategies including asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term purchases. RCM states a primary objective of helping clients maintain purchasing power over the long term, highlights tax considerations, and discloses that certain third‑party service providers it uses incorporate artificial intelligence/machine learning with ongoing due diligence to manage related risks.
RCM is distinctive among peers for operating with a small client base and modest total AUM while maintaining a relatively high account minimum, indicating a focus on a limited number of larger accounts. The firm recommends Interactive Brokers as its preferred custodian for execution and reporting, does not vote client proxies on behalf of advisory accounts, and offers standalone, fixed‑fee financial planning projects separate from its managed accounts.
Client services
Expertise
Fee options
Financial planning and consulting fixed fees range from $1,000 to $10,000 per project, charged in advance with half due upfront and half upon delivery
1.5% annually, charged quarterly in advance (0.375% per quarter)
Account minimum: $1,000,000
Main office
Southlake TX
Advisors at this office
3
Most active in
Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Tina H
Series 63, Series 65
Southlake, TX
Rival Capital Management, LLC
Tina Hernandez is a financial advisor at Rival Capital Management, LLC with 16 years of industry experience. She holds Series 63 and Series 65 designations and has worked at firms including Norcap Investment LP, SUB Saharan Opportunity Fund, and Tugar Capital Management, L.P. Rival Capital Management, LLC provides discretionary portfolio management and project-based financial planning to individual and high-net-worth clients. The firm focuses on tailored investment strategies that consider clients' objectives, risk tolerance, and time horizon, using methods such as asset allocation and technical analysis.
John L
Series 63, Series 65
Southlake, TX
Rival Capital Management, LLC
John Lombardo is a financial advisor at Rival Capital Management, LLC with two years of industry experience. He holds Series 63 and Series 65 designations and has previously operated his own business and served as president of Rival Corporation, an entity established for personal trading activity. Rival Capital Management, LLC provides discretionary portfolio management and project-based financial planning to individual and high-net-worth clients, focusing on tailored investment strategies and maintaining purchasing power over the long term. The firm manages a small client base with a relatively high account minimum, using a range of approaches including asset allocation, technical analysis, and both long- and short-term investments.
Bradley S
Series 65
Southlake, TX
Rival Capital Management, LLC
Bradley Stevenson is a financial advisor at Rival Capital Management, LLC with one year of industry experience. He holds a Series 65 designation and has prior experience in mortgage lending, having worked at Prosperity Home Mortgage and Wells Fargo Home Mortgage. Outside of advisory work, he is active as a mortgage consultant, assisting borrowers with home financing. Rival Capital Management, LLC provides discretionary investment management and project-based financial planning to individual clients, including high-net-worth individuals. The firm customizes advice based on client objectives and risk tolerance, managing portfolios across various asset classes and offering standalone financial planning services.
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