River Investment Corp
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$4,239,340
Clients
9
Advisors
1
of 1 employees
About
River Investment Corporation is a New Jersey‑registered independent adviser that provides discretionary investment management to private investment funds and, occasionally, non‑discretionary advisory consultations to individual and high‑net‑worth clients. The firm serves pooled vehicle investors as general partner and investment manager to at least one Delaware‑organized private fund and reports managing roughly $30 million across discretionary and non‑discretionary accounts.
River’s investment process combines real‑time charting, technical and cyclical analysis with broker research and market indications to develop asset allocation guidance and trade execution, and it employs strategies that include long‑term purchases as well as margin and option writing. For pooled vehicles the firm manages assets in accordance with each fund’s offering memorandum and provides reconciled reporting and periodic audits designed to support transparency for investors.
What is distinctive about River is that, despite a small client roster and modest scale, it acts as a private fund adviser and manages pooled investment vehicles while receiving performance‑based fees—arrangements that are uncommon among peers in the independent adviser category. The firm also discloses that the principal maintains substantial outside business activities that consume the majority of his time and that it relies on third‑party administrators, custodial reporting, and formal valuation procedures to address conflicts and custody considerations for fund investors.
Client services
Expertise
Fee options
Initial account setup fee of $350 and an additional form fee of $100; fixed fees are negotiable
$250 to $300 per hour depending on service type
Performance fee/allocation of 20% of net profits for private funds, subject to high-water mark and performance benchmark
Account minimum: $250,000 Minimum fee: Minimum fee of $3,000 per account
Main office
100 Overlook Center, 2nd Floor
Princeton NJ 08540
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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