River Rose Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
River Rose Financial LLC offers discretionary and non-discretionary portfolio management alongside standalone financial planning and consulting to high‑net‑worth individuals and families, individuals, trusts, closely held business owners, retirement accounts, and custodial accounts for minor beneficiaries. The firm also provides periodic market briefings through a public research platform and may present educational seminars and workshops for the general public and community groups.
The firm’s investment approach is rules‑based and data‑driven, built around a written Investment Policy Statement, quantitative portfolio construction, modern portfolio theory, and macroeconomic analysis; systematic rebalancing and pre‑defined tactical or hedging actions are implemented with discretion and human review. Portfolios are typically ETF‑based and may include optional covered‑call overlays, a fixed‑income reserve with rules for drawdown deployment, and supplemental individual equity research when appropriate.
Distinctive features for a small, newly registered adviser include providing hourly financial planning engagements, offering public market periodicals and a complimentary macroeconomic research platform, conducting educational workshops, and delivering standalone equity valuation work in addition to AUM‑based management and custodial account services. The firm operates as a fee‑only adviser, reports no assets under management in its inaugural filing, and does not act as a private‑fund adviser.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,500,000: 1.00% $2,500,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$350 per hour for consulting services
Account minimum: $1,000,000 Fee-only: Fee-only Registered Investment Adviser; no commissions, sales charges, or 12b-1 fees accepted.
Main office
Snowmass Village CO
Advisors at this office
1
Most active in
Colorado
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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