Riverbend Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Riverbend Capital Advisors primarily serves high-net-worth individuals as well as trusts, estates, corporations and other business entities, offering discretionary investment management concentrated in municipal bonds and other fixed‑income securities, together with subadvisory services and as‑needed financial consulting. The brochure explicitly states the firm does not provide financial planning services.
The firm combines fundamental and technical analysis to construct portfolios, emphasizing long‑term fixed‑income positions while retaining the ability to trade short term when deemed appropriate, and it generally manages client accounts on a discretionary basis with periodic and at‑least‑annual formal reviews. Riverbend accepts tailored investment restrictions from clients where feasible and may act as a subadviser to other advisers for bond portfolio construction and management.
Distinctive features in the brochure include reporting over $1.1 billion in discretionary assets under management alongside a very small advisory staff, implying an unusually high assets‑per‑advisor ratio for a team firm. The brochure also discloses that the firm uses third‑party promoters who are compensated with a percentage of advisory fees and requires those promoters to provide written disclosure of their compensation and conflicts to referred clients.
Client services
Expertise
Fee options
$0 - $5,000,000: 0.250% $5,000,001 - $10,000,000: 0.225% $10,000,001 - $25,000,000: 0.200% $25,000,001+: 0.150%
Account minimum: $250,000 (waivable at adviser's discretion) Fee-only: Fee-only basis for investment management services; fees are negotiable and charged as percentage of assets under management (tiered schedule as above).
Main office
See office191 N. Wacker Drive, Suite 875
Chicago IL 60606
Advisors at this office
1
Offices (2)
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Timothy M
CFA®
Chicago, IL
Riverbend Capital Advisors, LLC
Timothy Mc Gregor is a CFA® charterholder with over 20 years of industry experience, currently serving at Riverbend Capital Advisors, LLC since 2024. Prior to joining Riverbend, he spent 18 years at Northern Trust. Riverbend Capital Advisors primarily serves high-net-worth individuals, trusts, estates, corporations, and other business entities, focusing on discretionary investment management of municipal bonds and fixed-income securities using a combination of fundamental and technical analysis.
Thomas H
Series 63, Series 65
Chicago, IL
Riverbend Capital Advisors, LLC
Thomas Hession Jr. is a financial advisor at Riverbend Capital Advisors, LLC with 31 years of industry experience. He has been with Riverbend since 2011. He holds Series 63 and Series 65 designations. Riverbend Capital Advisors primarily serves high-net-worth individuals, trusts, estates, corporations, and other business entities. The firm focuses on discretionary investment management concentrated in municipal bonds and other fixed-income securities, employing a combination of fundamental and technical analysis to construct portfolios.
Charles R
Series 65
Chicago, IL
Riverbend Capital Advisors, LLC
Charles Raftery is a financial advisor at Riverbend Capital Advisors, LLC in Chicago, IL, holding a Series 65 designation with two years of industry experience. Prior to joining Riverbend Capital Advisors, he worked at University of Santa Clara and Tacklebox Brand Partners. Riverbend Capital Advisors serves high-net-worth individuals, trusts, estates, corporations, and other business entities with discretionary investment management focused on municipal bonds and fixed-income securities. The firm combines fundamental and technical analysis to manage primarily long-term fixed-income portfolios and provides subadvisory services and financial consulting as needed.
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