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Rivercrest Investment Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$669,729
Clients
1
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$669,729
About
RiverCrest provides discretionary portfolio management and investment advice to individuals, families, endowments, and foundations, generally working with clients who meet its account minimums. The firm emphasizes individualized portfolio construction, monitoring, and reporting and currently reports roughly $0.67 million in regulatory assets under management for a single client.
The firm follows an opportunistic, active management style that is value‑oriented and market‑cap agnostic, combining fundamental analysis with technical indicators to seek mispricing across equities and ETFs while using fixed‑income products for rebalancing. Its strategies may employ derivatives and options (including cash‑secured puts), inverse and leveraged ETFs, and short positions, and the firm discloses that it may assess performance‑based fees for qualified clients under a high‑water mark arrangement.
A distinctive feature of RiverCrest is its ownership and affiliation with entities in the BioUrja group, including a trading affiliate engaged in physical and financial trading of ethanol and refined petroleum products, a relationship the brochure discloses as a potential conflict of interest. The combination of that commodity‑trading affiliation, explicit use of derivatives and short/leveraged instruments in managed accounts, and the availability of performance‑based fee arrangements is uncommon among small, independent solo advisers.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Fee options
$200,000 - $500,000: 2% - 2.75% $500,001 - $10,000,000: 0.50% to 2% $10,000,000 - beyond: 0.25% to 0.75%
Up to 20% of the appreciation over the High-Water Mark for qualified clients.
Account minimum: $100,000
Main office location
Rivercrest Investment Advisors, LLC
1500 Citywest Blvd, Suite 700
Houston TX 77042, United States
Number of offices
1
Most active in
Rivercrest Investment Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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