Riverflow Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Riverflow Wealth Management is a solo independent registered investment adviser that provides discretionary asset management and fee-based financial planning and consulting to individuals, families, trusts, estates, charitable organizations and corporate clients. As of December 31, 2024 the firm reported managing roughly $10.6 million and generally constructs portfolios using individual stocks and bonds, ETFs, mutual funds, options and other public or private investments.
The firm emphasizes continuous account supervision with at least quarterly reviews and tailors strategies to each client’s goals and risk tolerance, employing long‑term, short‑term and trading approaches as appropriate. Its stated methods of analysis include charting, fundamental, technical and cyclical techniques, and it may use margin and option-writing strategies where suitable for client objectives.
Notable distinctions for a firm of this size include the principal’s securities-industry background (including Series 7 and Series 24 registrations and prior broker‑dealer affiliations) and an active insurance brokerage practice, which the brochure discloses consumes a material portion of the principal’s time and may present potential conflicts of interest. The firm also describes a custodian relationship with National Financial Services/Fidelity that provides research and platform services and explicitly serves corporate and charitable/entity clients in addition to individuals, reflecting portfolio management for non-individual clients that is less common among similar independent advisers.
Client services
Expertise
Fee options
Flat fees generally range from $500 to $10,000 for financial planning and consulting services
$0 - $500,000: 2.10% $500,001 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.00% $5,000,001+: Negotiable
$300 per hour for financial planning and consulting services
Account minimum: $500,000 Minimum fee: Minimum fee of $500 for written financial plans Fee-only: Hourly fees at $300/hour; Flat fees generally range from $500 to $10,000 for financial planning and consulting services
Main office
Calabasas CA
Advisors at this office
1
Most active in
California
Also doing business as
Riverflow Wealth Management, LLC · Ross Financial Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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