Richmond, VA Office

David Forrest is a financial advisor at RiverFront Investment Group, LLC in Richmond, VA, holding a Series 66 designation with four years of industry experience. His career includes roles at RiverFront Investment Group and ALPS Distributors, Inc., as well as prior experience at Capital One and Virginia Tech. Outside of finance, he briefly operated an auto spa business. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions to individual investors, trusts, pension and institutional clients, and acts as a sub-adviser to registered investment companies. The firm employs a multi-advisor platform with a “Price Matters” investment framework that integrates strategic and tactical asset allocation, security selection, and risk management.

Hunter Gallalee is a financial advisor with RiverFront Investment Group, LLC, holding a Series 66 credential and eight years of industry experience. His background includes roles at RiverFront Investment Group and ALPS Distributors, where he was involved in marketing and sales for the RiverFront Funds. RiverFront Investment Group offers discretionary portfolio management and model-based investment solutions to individual investors, trusts, pension and institutional clients, and serves as a sub-adviser to registered investment companies. The firm employs a multi-advisor platform and integrates strategic and tactical asset allocation with security selection and risk management under its “Price Matters” framework.

Jacqueline Carrico is a financial advisor with RiverFront Investment Group, LLC in Richmond, VA, holding a Series 66 designation and 12 years of industry experience. She has worked with RiverFront in various roles since 2017 and also has experience with ALPS Distributors, Inc. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions primarily to individual investors, trusts, pension and institutional clients, and serves as a sub-adviser to registered investment companies including ETFs. The firm combines strategic and tactical asset allocation with security selection and risk management under its “Price Matters” framework, using a multi-advisor platform to deliver investment strategies through various account types.

Roderick Smyth is a financial advisor with RiverFront Investment Group, LLC, holding Series 63 and Series 65 licenses and with 29 years of industry experience. He has worked extensively at RiverFront Investment Group and held a role at ALPS Distributors, Inc. Smyth serves on the Virginia Retirement Systems Advisory Committee and participates on the finance committee of Goochland Cares, a local charity and food bank. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions primarily to individual investors, as well as trusts, pension, and institutional clients. The firm employs a multi-advisor platform and combines strategic and tactical asset allocation with security selection and risk management under its “Price Matters” framework.

Wendy Kerns is a financial advisor at RiverFront Investment Group, LLC with 28 years of industry experience. She holds Series 63 and Series 65 licenses. Her career includes roles at RiverFront Investment Group since 2013 and Alps Distributors, Inc. from 2010 to 2026. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions primarily for individual investors, trusts, pension and institutional clients, and serves as a sub-adviser to registered investment companies (ETFs). The firm employs a multi-advisor platform and combines strategic and tactical asset allocation with security selection and risk management under its “Price Matters” framework.

Ian Sharps is a Series 65-licensed financial advisor at RiverFront Investment Group, LLC with one year of industry experience. Prior to joining RiverFront, he worked in enterprise mobility and spent eight years in educational roles at Howard University, Iona Prep, and Montfort Academy. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions primarily to individual investors, trusts, pension and institutional clients, and acts as a sub-adviser to registered investment companies. The firm combines strategic and tactical asset allocation with security selection and risk management, implementing portfolios mainly through ETFs and customized solutions via a multi-advisor platform.

Sumanpreet Dhillon is a financial advisor at RiverFront Investment Group, LLC with two years of industry experience. Dhillon holds the Series 66 designation and has worked at firms including ALPS Distributors, Inc. and JPMorgan & Chase. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions primarily to individuals, trusts, pension and institutional clients. The firm employs a multi-advisor platform and combines strategic and tactical asset allocation with security selection and risk management under its “Price Matters” framework.

Diego Marti Vertiz is a CFA charterholder with eight years at RiverFront Investment Group and four years of industry experience. Prior to joining RiverFront, he worked in construction and was affiliated with Millsaps College. He serves on the CFA Society of Virginia NextGen Board. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions primarily to individual investors, as well as to trusts, pension, and institutional clients. The firm employs a multi-advisor platform and an investment approach that integrates strategic and tactical asset allocation with security selection and risk management under its "Price Matters" framework.

Adam Grossman is a CFA® charterholder with 13 years of industry experience. He has been with RiverFront Investment Group, LLC since 2015. Grossman serves as a board member of the Richmond Retirement System, where he helps set investment policy and approves portfolio managers. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions to individuals, trusts, pension plans, and institutional clients. The firm employs a multi-advisor platform and combines strategic and tactical asset allocation with security selection and risk management under its "Price Matters" framework.

Victoria Bryant is a financial advisor at RiverFront Investment Group, LLC with six years of industry experience. She holds the Series 66 designation and has worked in investment-related roles at RiverFront Investment Group and ALPS Distributors. Prior to her financial services career, she worked at The Collegiate School for six years. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions primarily to individual investors, trusts, pension and institutional clients, and serves as a sub-adviser to registered investment companies (ETFs). The firm employs a multi-advisor platform and implements strategies that combine strategic and tactical asset allocation with security selection and risk management.

Karrie Southall is a financial advisor at RiverFront Investment Group, LLC with 27 years of industry experience. She holds Series 63 and Series 65 designations. Southall has been with RiverFront since 2013 and has prior experience at Alps Distributors, Inc. She serves on the board of Connor's Heroes, a nonprofit organization. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions to individual investors, trusts, pension plans, and institutional clients. The firm operates a multi-advisor platform and employs a “Price Matters” investment approach that integrates strategic and tactical asset allocation with security selection and risk management.

Bradford Williams is a financial advisor at RiverFront Investment Group, LLC with 11 years of industry experience. He holds a Series 66 designation and has been with RiverFront in various capacities since 2016. He also has a background working with ALPS Distributors, Inc. in a marketing and sales role for RiverFront funds. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions to individual investors, trusts, pension and institutional clients, and serves as a sub-adviser to registered investment companies. The firm employs a multi-advisor platform and combines strategic and tactical asset allocation with security selection and risk management under its “Price Matters” framework.

Kevin Nicholson is a CFA® charterholder with 34 years of industry experience, currently serving at RiverFront Investment Group, LLC. He has held various roles within RiverFront since 2016 and was previously associated with Alps Distributors, Inc. Outside of his advisory duties, Nicholson is engaged in several governance roles, including serving on the investment committees of the Virginia Foundation of Public Media and Richmond Retirement Systems, as well as chairing the investment committee for Northern Neck Insurance Company. He is also a member of the board of directors for the Virginia Museum of Fine Arts Foundation. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions to individual investors, trusts, pension plans, and institutional clients. The firm operates a multi-advisor platform, implementing strategies that combine strategic and tactical asset allocation with security selection and risk management under its “Price Matters” framework.

Barbour Farinholt is a financial advisor at RiverFront Investment Group, LLC with 34 years of industry experience. He holds Series 63 and Series 65 credentials. Farinholt has been with RiverFront since 2015 and previously worked at Alps Distributors, Inc. He is also a partner in a non-investment-related country store and serves on the board of directors for ETF Action, providing strategic and financial advice. RiverFront Investment Group offers discretionary portfolio management and model-based investment solutions to individual investors, trusts, pension and institutional clients, and serves as a sub-adviser to registered investment companies, including ETFs. The firm’s investment approach blends strategic and tactical asset allocation with security selection and risk management, primarily utilizing ETFs and customized portfolio solutions through a multi-advisor platform.

Jeffrey Meck is a financial professional at RiverFront Investment Group, LLC, holding a Series 66 designation with less than one year of industry experience. Prior to joining RiverFront, he was associated with firms including Cetera and North Star Resource Group. Outside of his advisory role, he has worked in various positions spanning from landscaping to university employment. RiverFront Investment Group provides discretionary portfolio management and model-based investment solutions to individual, trust, pension, and institutional clients, operating through a multi-advisor platform that incorporates strategic and tactical asset allocation alongside risk management within its “Price Matters” framework.