Richmond, VA Office

David Forrest is a financial advisor at RiverFront Investment Group, LLC in Richmond, VA, holding a Series 66 designation with four years of industry experience. His prior roles include positions at ALPS Distributors, Inc. and Capital One. RiverFront provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations, delivering model asset-allocation portfolios through wrap-fee programs and Custom Portfolio Solutions. The firm’s investment approach combines the Price Matters® valuation framework with tactical asset allocation and security selection across global fixed income and equities, emphasizing risk management through various strategies and platforms.

Hunter Gallalee is a financial advisor at RiverFront Investment Group, LLC with eight years of industry experience. He holds a Series 66 designation and has worked at RiverFront since 2018 in various roles, as well as at ALPS Distributors from 2018 to 2026 and NetApp from 2016 to 2018. RiverFront Investment Group provides investment management to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and security selection across global fixed income and equities, delivering solutions through wrap-fee programs, model portfolios, and custom strategies.

Jacqueline Carrico is a Series 66-licensed financial advisor with 12 years of industry experience. She is currently with RiverFront Investment Group, LLC and has held various roles within the firm as well as at ALPS Distributors, Inc. and Morgan Stanley. RiverFront Investment Group serves individual investors, trusts, pensions, charitable organizations, and corporations by providing model asset-allocation portfolios and Custom Portfolio Solutions. The firm’s investment approach integrates a valuation framework called Price Matters® with tactical asset allocation, global security selection, and risk management across multiple delivery platforms.

Roderick Smyth is a financial advisor with RiverFront Investment Group, LLC, holding Series 63 and Series 65 credentials and 29 years of industry experience. He has worked extensively at RiverFront and ALPS Distributors, Inc., and serves as an advisory board member for the Virginia Retirement Systems Advisory Committee. Smyth is also involved in community service through his role on the finance committee of Goochland Cares, a local charity and food bank. RiverFront Investment Group provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm combines its Price Matters® valuation framework with tactical asset allocation and security selection across global fixed income and equities, implementing strategies through various model delivery platforms and customized portfolio solutions.

Wendy Kerns is a financial advisor at RiverFront Investment Group, LLC with 28 years of industry experience. She holds Series 63 and Series 65 licenses and has worked in notable firms including Wells Fargo Clearing and ALPS Distributors. Kerns has also served as Technology Program Manager at RiverFront Investment Group. RiverFront Investment Group provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and risk management, offering customized portfolio solutions through various delivery platforms.

Ian Sharps is a financial advisor at RiverFront Investment Group, LLC in Richmond, VA. He holds a Series 65 designation and has one year of industry experience. Prior to joining RiverFront, he worked in enterprise mobility and has an extensive background in education, including roles at Howard University, Iona Prep, and Montfort Academy. RiverFront provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and risk management, implementing strategies through a variety of portfolio solutions including SMAs, UMAs, and model delivery platforms.

Sumanpreet Dhillon is a financial advisor at RiverFront Investment Group, LLC with two years of industry experience. They hold the Series 66 designation and have prior experience with ALPS Distributors, Inc., JPMorgan & Chase, and Virginia Commonwealth University. RiverFront Investment Group provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations, utilizing model asset-allocation portfolios and Custom Portfolio Solutions. The firm combines a valuation framework with tactical asset allocation and diverse security selection across global fixed income and equities, implementing strategies through various managed account platforms and overlays.

Diego Marti Vertiz is a CFA® charterholder with eight years at RiverFront Investment Group, LLC and a total of five years in the financial industry. Prior to joining RiverFront, he worked at Yates Construction and spent four years at Millsaps College. He serves on the board of the CFA Society of Virginia NextGen, a professional association for investment practitioners. RiverFront Investment Group provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and risk management across global fixed income and equities, delivering strategies through separate accounts, unified managed accounts, and model portfolios.

Adam Grossman is a CFA® charterholder with 14 years of industry experience, currently serving as a financial advisor at RiverFront Investment Group, LLC. He has worked at RiverFront since 2015. Grossman is a board member of the Richmond Retirement System, where he helps set investment policy and oversees approval of portfolio managers. RiverFront Investment Group provides investment management services to individuals, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm uses a Price Matters® valuation framework combined with tactical asset allocation and risk management, implementing strategies through various managed account platforms and employing ETPs, options, and tax overlays in its Custom Portfolio Solutions.

Victoria Bryant is a financial advisor at RiverFront Investment Group, LLC with seven years of industry experience. She holds a Series 66 designation and has worked at RiverFront and ALPS Distributors, Inc. She is also the Director of Business Development for RiverShares, a role she has held since 2019. RiverFront Investment Group provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and risk management, delivering portfolios through wrap-fee programs and custom solutions.

Karrie Southall is a financial advisor at RiverFront Investment Group, LLC with 27 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at RiverFront since 2016, with prior experience at Alps Distributors, Inc. and Wells Fargo Clearing. Outside of her advisory role, she serves on the board of directors for Connor's Heroes, a nonprofit organization. RiverFront Investment Group provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and risk management, delivering portfolios through wrap-fee programs and Custom Portfolio Solutions.

Bradford Williams is a financial advisor at RiverFront Investment Group, LLC with 11 years of industry experience. He holds the Series 66 designation and has worked extensively within RiverFront and its affiliated entities, including ALPS Distributors. RiverFront Investment Group provides investment management services to individuals, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and security selection across global markets, delivering customized portfolio solutions through various model and separately managed account platforms.

Kevin Nicholson is a CFA® charterholder with 34 years of industry experience. He is currently with RiverFront Investment Group, LLC, where he has worked in various roles since 2016. Prior to that, he spent 11 years at Wells Fargo Clearing and 16 years at Alps Distributors, Inc. Nicholson serves on several investment committees, including the Virginia Foundation of Public Media and Richmond Retirement Systems, and holds board positions with Northern Neck Insurance Company and the Virginia Museum of Fine Arts Foundation. RiverFront Investment Group provides investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a Price Matters® valuation framework combined with tactical asset allocation and risk management, offering customized portfolio solutions delivered through multiple platforms.

Barbour Farinholt is a financial advisor at RiverFront Investment Group, LLC with 34 years of industry experience. He holds the Series 63 and Series 65 licenses and has worked at RiverFront since 2016, previously serving at Alps Distributors, Inc. Farinholt is a partner in Nuttall Store LLC, a non-investment-related country store, and serves on the board of ETF Action, providing strategic and financial advice. RiverFront Investment Group offers investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm utilizes its Price Matters® valuation framework combined with tactical asset allocation and risk management, delivering customized portfolios primarily through SMAs, UMAs, and model delivery platforms.

Jeffrey Meck is a financial professional at RiverFront Investment Group, LLC with a Series 66 designation and approximately one year of industry experience. His prior work includes roles at Cetera and North Star Resource Group. Meck has experience providing financial services at North Star Resource Group. RiverFront Investment Group delivers investment management services to individual investors, trusts, pension and profit-sharing plans, charitable organizations, and corporations. The firm uses a valuation framework combined with tactical asset allocation and global security selection to manage portfolios through customized solutions and model delivery platforms.