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Riverside Capital Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,230,804
Clients
54
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
54
HighAverage account size
$78,348
About
The firm provides discretionary investment management and related advisory services to individuals and high-net-worth individuals. Portfolios are built with low-cost mutual funds and ETFs and may also include individual stocks, bonds, options and other investments; financial planning review is offered as part of the advisory relationship at no additional charge.
The investment process is tailored to each client’s stated objectives and risk tolerance and uses a mix of fundamental, technical, charting and cyclical analysis; strategies are typically long‑term but can be managed actively or on a shorter term basis. The brochure discloses that the firm employs derivatives and option strategies within separately managed accounts — including covered and uncovered options and spreads — a practice the firm notes increases certain risks and that is relatively uncommon among independent peers.
The firm, founded in 2024, manages a modest asset base across a limited number of client accounts and operates under discretionary authority while requiring the use of a specific custodian. Operational details that may be relevant to prospective clients include a policy of not aggregating trades across accounts, quarterly personal-trade reviews under its Code of Ethics, and a practice of leaving proxy voting responsibility with clients.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Tax-loss harvesting
Wealth management
Fee options
1.50% annually (flat fee for all assets)
Main office location
Riverside Capital Wealth LLC
Lewiston NY, United States
Number of offices
1
Most active in
Riverside Capital Wealth LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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