Riverway Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Riverway Asset Management provides fee-based portfolio management and integrated financial planning to individuals, trusts, estates, foundations, retirement plans, charitable organizations and business entities. Financial planning is offered alongside investment management and is included in the overall asset-management fee rather than billed separately.
The firm delivers non-discretionary advice built around asset-allocation models and proprietary portfolios supplied by SEI Investment Company, rather than through analysis of individual securities, with accounts reviewed at least annually and rebalanced quarterly. Client objectives, time horizons and liquidity needs are determined through personal discussions and implemented by allocating to SEI model portfolios and mutual funds.
Noteworthy features include a longstanding operational affiliation with SEI and the exclusive use of SEI proprietary portfolios for implementation, and the principal’s licensure as a life insurance agent who may recommend insurance products (insurance activities are disclosed and represent a small portion of time and income). The firm also provides services to institutional-type clients such as retirement plans and foundations, and it neither holds custody of client assets nor votes client proxies.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.75% $4,000,001 - $5,000,000: 0.50%
Account minimum: $100,000
Main office
Houston TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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