A complete list of active advisors currently associated with RJJ Pasadena Securities, Inc.

Warmer can help you find a great advisor at RJJ Pasadena Securities, Inc. or one who fits your needs even better.

RJJ Pasadena Securities, Inc. provides discretionary, fee-based investment management to individuals, retirement plans, charitable organizations, and business entities, serving both high‑net‑worth and non‑HNW clients. The firm manages separately managed accounts that can include equities, fixed income, mutual funds, options and other investments, and offers a held‑away participant account management service via the Pontera platform for 401(k) and defined contribution plan participant accounts. RJJ describes a disciplined, conservative, primarily long‑term investment approach that combines fundamental and technical analysis and can include margin, short sales, option strategies and other derivatives as part of portfolio construction. Accounts are managed on a discretionary basis, reviewed regularly with quarterly reporting from custodians, and the firm can aggregate trades and rebalance client allocations including for held‑away assets. Distinctive features include sponsorship of a wrap fee program and the firm’s explicit use of borrowing and derivatives within separately managed accounts, which the adviser discloses as part of its trading and risk framework. The firm operates with a small advisory team managing roughly $110 million for about 165 clients, and its Form ADV discloses prior disciplinary events and a recent application for SEC registration, items prospective clients may want to review further.

To learn more about the advisors currently working at RJJ Pasadena Securities, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.