RMC Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
RMC Financial Advisors primarily serves individual clients—including a substantial number of high‑net‑worth individuals—and also works with businesses, charities and small pension plans; the firm reports managing about $38.8 million on a discretionary basis for roughly 156 clients with three advisors. It provides comprehensive financial planning (tax, insurance, retirement and estate planning) and portfolio management using stocks, bonds, mutual funds/ETFs, government securities and options, and refers clients to outside managers for alternative investments.
The firm describes a tailored, conservative investment process grounded in fundamental analysis and the use of published research, rating services and online data, with managed accounts reviewed weekly and financial plans reviewed annually. RMC says it generally avoids frequent trading, adjusts portfolios based on clients’ goals and risk tolerance, and offers either discretionary or non‑discretionary management per client preference.
A noteworthy feature of the firm is that certain personnel maintain other financial businesses—a separate CPA practice and a licensed insurance practice—and the brochure discloses that some clients may use those services while there is no obligation to do so. The brochure also notes that RMC at times recommends other money managers for strategies it does not manage directly (primarily alternatives) and receives a portion of those managers’ fees as compensation.
Client services
Expertise
Occupation focus
Fee options
Written financial planning fees range from $200 to $2,000 depending on complexity; half due in advance, remainder upon presentation.
Up to $125/hour (negotiable)
Main office
2744 Del Rio Place, Suite 100
Davis CA 95618
Advisors at this office
3
Most active in
California · Texas
Also doing business as
Rmc Financial Advisors · Rmc Financial Advisors LLC · Rmc Financial Advisors, LLC · Wong, Mark, Joseph
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Rodney N
Series 63, Series 65
Davis, CA
RMC Financial Advisors, LLC
Rodney Nishikawa is a financial advisor with RMC Financial Advisors, LLC, holding Series 63 and Series 65 credentials and bringing 34 years of industry experience. His background includes roles at Cetera Advisors, First Allied Advisory Services, and First Allied Securities. Outside of advisory work, he serves as CEO of Nishikawa Farms, Inc., a family-owned business. RMC Financial Advisors primarily serves individual clients, including many high-net-worth households, as well as businesses, charities, and small pension plans. The firm offers customized financial planning and discretionary portfolio management, focusing on a conservative, low-turnover investment approach and maintaining a formal affiliation with a CPA practice and a licensed insurance professional.
Mark W
Series 63, Series 65
Davis, CA
RMC Financial Advisors, LLC
Mark Wong is a financial advisor at Rmc Financial Advisors, LLC with 22 years of industry experience. He has held his current role since 2007 and holds Series 63 and Series 65 licenses. RMC Financial Advisors, LLC primarily serves individual clients, including many high-net-worth households, as well as businesses, charities, and small pension plans. The firm provides financial planning and discretionary portfolio management, focusing on a conservative, low-turnover investment approach tailored to each client’s circumstances.
Christopher W
PFS™, Series 63
Davis, CA
RMC Financial Advisors, LLC
Christopher Wink is a financial advisor at Rmc Financial Advisors, LLC with 18 years of industry experience. He holds the PFS™ and Series 63 designations and has been with Rmc Financial Advisors since 2007. In addition to his advisory role, he is the owner and president of WINK ACCOUNTANCY CORP., a CPA firm. Rmc Financial Advisors primarily serves individual clients, including many high-net-worth households, as well as businesses, charities, and small pension plans. The firm provides financial planning and discretionary portfolio management, using a conservative, low-turnover investment approach tailored to each client’s needs.
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