RMC Investment Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$862,651,066
Clients
346
Advisors
7
of 14 employees
About
Resources Management Corp (RMC) provides discretionary and non-discretionary investment advisory services to high‑net‑worth individuals and their families, as well as institutions, corporations and municipal clients. The firm manages personal and trust accounts, retirement plans, profit‑sharing accounts, cash‑management portfolios and charitable gift annuity programs, and also serves as a sub‑advisor for certain clients.
RMC’s process begins with collaboration to determine client objectives and risk tolerance, followed by strategic asset allocation to build individually constructed portfolios with equity and fixed‑income components; the firm expressly does not engage in tactical asset allocation or market timing. Investment selection relies on independent research and targets “core” equity holdings that have historically outperformed the S&P 500 over two‑, five‑ and ten‑year periods, while fixed‑income positioning and account limits are documented in written Investment Guidelines.
The brochure discloses several features that are less common among peers: RMC explicitly lists municipalities as a client type, describes referral and consulting arrangements with commercial banks (including instances where the firm may pay a disclosed annual fee), and operates an affiliated entity, RMC Financial Services Corp, that provides bill‑paying, recordkeeping and administrative services to certain legacy accounts. The firm also provides performance reports to clients on request and details its custody, proxy‑voting and trustee/co‑trustee practices in its disclosure materials.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,000+: Reduced rate (exact amount not specified)
Account minimum: $500,000 Fee-only: Management fees billed quarterly in arrears, calculated as a percentage of assets under management starting at 1.00% for the first $1,000,000 with reductions for larger amounts; fees may be negotiable.
Main office
643 Prospect Avenue
West Hartford CT 06105
Advisors at this office
7
Most active in
California · Connecticut · Florida · Massachusetts · New Hampshire · New Jersey · New York · Rhode Island · South Carolina · Texas
Also doing business as
Resources Management Corp · Rmc Investment Advisors
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Carie H
Series 65
West Hartford, CT
RMC Investment Advisors
Carie Hodel is a financial advisor at RMC Investment Advisors with a Series 65 designation and over 20 years of experience, including a long tenure at Torrington Savings Bank. She has been with RMC since 2025. RMC Investment Advisors provides discretionary and non-discretionary investment management to high-net-worth individuals, families, institutions, corporations, and municipalities. The firm emphasizes individually constructed equity and fixed-income portfolios and offers trustee and administrative services for legacy accounts.
William H
CFA®, Series 65
West Hartford, CT
RMC Investment Advisors
William Herlihy is a CFA® charterholder and holds a Series 65 license, with nine years of industry experience. He has worked at RMC Investment Advisors and Kingston Real Estate Partners, LLC since 2017 and previously spent five years with Arbor Realty Trust. Outside of his advisory role, he is a member of Kingston Real Estate Partners, where he reviews investment opportunities. RMC Investment Advisors provides discretionary and non-discretionary investment advisory services to high-net-worth individuals, families, institutions, corporations, and municipal clients. The firm focuses on strategic asset allocation using independently researched core equity holdings and fixed-income portfolios, without engaging in tactical asset allocation or market timing.
Logan F
Series 65
West Hartford, CT
RMC Investment Advisors
Logan French is a financial advisor at RMC Investment Advisors with a Series 65 designation and one year of industry experience. Prior to joining RMC, he worked at Thomas H. Lee Partners and KPMG LLP. RMC Investment Advisors provides discretionary and non-discretionary investment management to high-net-worth individuals, families, institutions, corporations, and municipalities. The firm focuses on individually constructed equity and fixed-income portfolios, strategic asset allocation, and offers ancillary services such as trustee arrangements and administrative support for legacy accounts.
Michael H
Series 66
West Hartford, CT
RMC Investment Advisors
Michael Herlihy is a financial advisor at RMC Investment Advisors with 21 years of industry experience. He holds a Series 66 designation and has worked at RMC since 2005. Outside of his advisory role, he is involved with Kingston Real Estate Partners, LLC and Downstream Properties LLC, both real estate-related ventures. RMC Investment Advisors provides discretionary and non-discretionary investment management services to high-net-worth individuals, families, institutions, corporations, and municipalities. The firm emphasizes long-term strategic asset allocation and manages customized equity and fixed-income portfolios, including trustee and administrative services for legacy accounts.
Patrick H
Series 65
West Hartford, CT
RMC Investment Advisors
Patrick Herlihy is a financial advisor at RMC Investment Advisors in West Hartford, CT, with four years of industry experience. He holds a Series 65 designation and previously worked at Barclays and UBS. RMC Investment Advisors provides discretionary and non-discretionary investment management to high-net-worth individuals, families, institutions, corporations, and municipalities. The firm emphasizes long-term strategic asset allocation and manages customized equity and fixed-income portfolios, also offering trustee and administrative services for legacy accounts.
Alana P
Series 63, Series 65
West Hartford, CT
RMC Investment Advisors
Alana Pezzuti is a financial advisor at RMC Investment Advisors with nine years of industry experience. She holds Series 63 and Series 65 licenses and has worked at RMC since 2019, following roles at Wells Fargo Clearing and WELLS FARGO Advisors, LLC. RMC Investment Advisors provides discretionary and non-discretionary investment management services to high-net-worth individuals, families, institutions, corporations, and municipalities. The firm emphasizes strategic asset allocation and focuses on core equity holdings with a long-term growth approach, additionally offering trustee arrangements and administrative support for legacy accounts.
Carter D
Series 65
West Hartford, CT
RMC Investment Advisors
Carter Dizes is a financial advisor at RMC Investment Advisors with a Series 65 credential and five years of industry experience. His background includes roles at Provident Healthcare Partners, Spinnaker Capital LLC, John Hancock, and Northeastern University. RMC Investment Advisors provides discretionary and non-discretionary investment advisory services to high-net-worth individuals, families, institutions, corporations, and municipal clients. The firm focuses on strategic asset allocation using independently researched core equity holdings and documented fixed-income guidelines, avoiding tactical asset allocation or market timing.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)