A complete list of active advisors currently associated with Roads Capital LLC

Warmer can help you find a great advisor at Roads Capital LLC or one who fits your needs even better.

The firm is a state-registered independent investment adviser that provides discretionary portfolio management to individual clients through separately managed accounts; it manages roughly $8.4 million for about 35 clients. Services focus on tailored portfolio construction using a range of publicly traded securities, including equities, fixed income, mutual funds and ETFs, and clients may purchase recommended securities directly if they prefer. The firm’s investment approach centers on value-based, fundamental analysis of companies and typically implements relatively concentrated equity positions rather than broad diversification, which can increase single-position exposure compared with more diversified strategies. Accounts are monitored regularly, the adviser exercises discretion within client guidelines, and the firm does not trade on margin or write options while deducting agreed advisory fees directly from client accounts. Distinctive features include the principal’s long institutional portfolio-management background and a concurrent academic role, which inform the firm’s emphasis on fundamental research and trading practices. Operationally, all trading is directed through a single custodian that provides custodial services at no cost (a soft-dollar arrangement), a setup that can limit broker choice and best-execution flexibility relative to firms that use multiple brokers; proxy voting is performed only when clients grant authorization.

To learn more about the advisors currently working at Roads Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.