Roberts Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$405,089,438
Clients
146
Advisors
3
across 2 offices
About
Roberts Wealth Advisors provides investment advisory and planning services to high‑net‑worth and individual clients, as well as trusts, pension and profit‑sharing plans. The firm offers comprehensive portfolio management, standalone financial planning and retirement plan consulting, and an institutional investment management service for entities that wish to use RWA’s strategies.
The firm’s investment process emphasizes individualized portfolios built from a range of instruments — including individual stocks, bonds, ETFs, options and other public and private securities — with ongoing monitoring, rebalancing and a fundamental‑analysis approach. RWA typically manages accounts on a discretionary basis under percentage‑of‑AUM arrangements and also delivers investment policy development, asset‑allocation modeling and participant education for plan sponsors.
What distinguishes Roberts from many peers is its explicit acceptance of other investment‑adviser clients through its Institutional Investment Management offering, where independent advisers may select RWA strategies for their own clients while RWA implements the investments. The brochure also discloses planning services such as lines‑of‑credit evaluation and describes use of a broader set of instruments (including options and private securities), and it indicates arrangements that can involve borrowing in separately managed accounts — features that are less common among supported firms.
Client services
Expertise
Fee options
Flat fees for financial planning and consulting services up to $10,000; flat fees may also apply for retirement plan consulting.
$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% $5,000,001 - $17,500,000: 0.50% $17,500,001+: 0.25%
Up to $450 per hour for financial planning, consulting, and retirement plan consulting services.
Fee-only: Financial planning and consulting fees charged hourly up to $450/hour or flat fees up to $10,000. Retirement Plan Consulting fees charged hourly up to $450/hour, flat fees, or up to 1.00% of plan assets.
Main office
See office611 Santa Cruz Avenue, Suite 203
Menlo Park CA 94025
Advisors at this office
1
Offices (2)
Most active in
California · Texas · Utah · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Suzanne H
CFP®, Series 65
Park City, UT
Roberts Wealth Advisors, LLC
Suzanne Herman is a CFP® and holds a Series 65 license, with five years of experience in the financial services industry. She has worked at Roberts Wealth Advisors, LLC since 2020, following roles at Restaurant365 and DealerSocket. Roberts Wealth Advisors provides investment advisory and planning services to high-net-worth individuals, trusts, pension and profit-sharing plans. The firm employs a fundamental-analysis investment approach with individualized portfolios that include stocks, bonds, ETFs, options, and private securities, and offers institutional investment management services that allow independent advisers to use its strategies.
Brian R
CFA®
Menlo Park, CA
Roberts Wealth Advisors, LLC
Brian Roberts is a CFA® charterholder and principal at Roberts Wealth Advisors, LLC with 12 years of industry experience. He previously worked at Nelson Roberts Investment Advisors, LLC for 16 years before joining his current firm in 2020. Roberts Wealth Advisors provides portfolio management, financial planning, and retirement plan consulting to individuals, high-net-worth clients, trusts, pension plans, and other investment advisers. The firm employs fundamental analysis and long-term strategies across a range of public and private investments and offers services to both individual and institutional clients, including other advisory firms.
Ryan W
CFA®, Series 65
Park City, UT
Roberts Wealth Advisors, LLC
Ryan Walsh is a CFA® charterholder with 12 years of experience in investment advisory. He has worked at Roberts Wealth Advisors, LLC since 2021 and was previously with Northwest Asset Management, LLC for seven years. He holds a Series 65 license and is based in Park City, UT. Roberts Wealth Advisors, LLC provides investment advisory and planning services to high-net-worth individuals, trusts, pension and profit-sharing plans. The firm focuses on individualized portfolio management using a range of instruments, including stocks, bonds, ETFs, options, and private securities, with discretionary management and fundamental analysis.
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