Rocco R. Santomenno
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management focused on publicly traded equities for individuals, trusts, and pension or profit‑sharing plan clients, operating on an assets‑under‑management basis and accepting a limited number of client accounts. It is a single‑advisor practice with roughly eighty clients and just over $50 million in reported AUM.
Its investment approach emphasizes fundamental equity analysis—cash‑flow and market‑share studies and, in special situations, asset break‑up valuations—and the firm builds portfolios tailored to client goals without accepting client‑imposed trading restrictions. Accounts are managed on a discretionary basis and are reviewed regularly by the advisor, with summaries provided on the firm’s billing cycle.
Noteworthy features include the firm’s long history as a sole practitioner since 1975 and the availability of an uncommon performance‑based fee option that higher‑net‑worth clients may elect with multi‑year deferral provisions. The advisor also maintains a mortgage loan originator license and operates an affiliated mortgage business, activities the brochure says are unrelated to and consume minimal time relative to the advisory practice; the firm states it does not sell securities or earn commissions.
Client services
Expertise
Fee options
2.25% of Assets under management
$500 per hour for consultations if not using AUM fee schedule
2% per year plus 20% of profits deferred up to 7 years or until portfolio doubles; requires net worth of at least $1,500,000
Account minimum: $100,000
Main office
Fair Lawn NJ
Advisors at this office
1
Most active in
Florida · New Jersey · New York · Texas
Also doing business as
Gold Ring Investments, Inc. · Rocco R. Santomenno · Santomenno Rocco Robert
Disclosures
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Business activities & affiliations
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Forms ADV
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