Rochester Wealth Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$203,636,664
Clients
140
Advisors
4
of 5 employees
About
Rochester Wealth Strategies provides wealth management and comprehensive financial planning to individuals (including high-net-worth clients), trusts, and institutional sponsors such as pension and profit-sharing plans. The firm’s service menu includes investment management on a discretionary or non-discretionary basis, pension consulting, and planning-related support for donor-advised funds and annuity considerations.
The firm follows a planning-centric investment process that uses fundamental analysis to build strategic, primarily ETF-based portfolios with a multi-year outlook, seeking total return and tax efficiency. Portfolios are tailored to clients’ risk tolerance and liquidity needs, reviewed at least quarterly, and may incorporate legacy positions or alternative investments when appropriate.
Noteworthy operational features include complimentary individual tax return preparation offered through independent CPAs retained by the firm, and the use of third-party platforms—most notably Pontera—to manage “held-away” accounts without direct custody (the platform retains a portion of management fees). Rochester Wealth Strategies also works with Schwab Charitable on donor-advised fund arrangements, provides ERISA fiduciary pension consulting, and makes annuity referrals through an unaffiliated intermediary without receiving commissions; the firm manages just over $200 million in assets with a four-advisor team.
Client services
Expertise
Occupation focus
Fee options
$0.00 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.75% $10,000,000+: 0.50%
Account minimum: $500,000 Fee-only: Advisory fee based on assets under management according to tiered schedule
Main office
439 S. Main Street, Suite 250
Rochester MI 48307
Advisors at this office
4
Most active in
Michigan
Also doing business as
Retire Confident Community · Rochester Wealth · Rochester Wealth Strategies, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Xenia W
Series 63, Series 65
Rochester, MI
Rochester Wealth Strategies, LLC
Xenia Woltmann is a financial advisor with Rochester Wealth Strategies, LLC, holding Series 63 and Series 65 designations and bringing 25 years of industry experience. Her prior roles include positions at CITIZENS Bank and PNC Investments, with a long tenure at PNC Bank. Outside of financial services, she is co-owner of RX Holdings LLC, which focuses on deliveries and market testing for merchants, as well as being involved in the sales of apparel and jewelry. Rochester Wealth Strategies provides wealth management and comprehensive financial planning to individuals, trusts, and institutional sponsors, utilizing a planning-centric investment process with primarily ETF-based portfolios tailored to client needs. The firm offers a range of services including discretionary and non-discretionary investment management, pension consulting, and support for donor-advised funds and annuities.
Dominic G
Series 66
Rochester, MI
Rochester Wealth Strategies, LLC
Dominic Garcia is a financial advisor at Rochester Wealth Strategies, LLC with 17 years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley for 11 years and Private Advisor Group, LLC for one year. Rochester Wealth Strategies provides wealth management and comprehensive financial planning services to individuals, trusts, and institutional sponsors. The firm employs a planning-centric investment approach focused on strategic, primarily ETF-based portfolios tailored to clients’ risk tolerance and liquidity needs, and offers additional services including pension consulting and donor-advised fund support.
Julie L
Series 65
Rochester, MI
Rochester Wealth Strategies, LLC
Julie Lobaza is a financial advisor at Rochester Wealth Strategies, LLC with six years of industry experience. She holds a Series 65 designation and has worked at Rochester Wealth Strategies since 2018. In addition to her advisory role, she owns a technology consulting firm serving small and mid-sized businesses. Rochester Wealth Strategies provides wealth management and comprehensive financial planning to individuals, trusts, and institutional sponsors. The firm employs a planning-centric investment process focused on strategic, primarily ETF-based portfolios tailored to client risk tolerance and reviewed regularly.
Zhaoji Y
CFA®
Rochester, MI
Rochester Wealth Strategies, LLC
Zhaoji Yang is a CFA® charterholder with one year of industry experience, currently advising at Rochester Wealth Strategies, LLC. Prior to this role, he spent eight years at Joshua Analytical Research, LLC and ten years at Flexible Plan Investments, Ltd. Outside of his financial advisory work, he is employed by LanguageLine Solutions, Inc. Rochester Wealth Strategies provides wealth management and comprehensive financial planning to individuals, trusts, and institutional sponsors. The firm employs a planning-centric investment process focused on fundamental analysis and primarily ETF-based portfolios tailored to clients’ risk tolerance and liquidity needs.
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