Rock Point Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$607,412,895
Clients
232
Advisors
4
of 9 employees
About
Rock Point Advisors provides discretionary portfolio management and investment counseling to individuals (including high‑net‑worth clients), trusts, retirement plans, corporations, and charitable organizations. The firm manages portfolios using publicly traded equities, fixed income, ETFs, mutual funds, structured products, and cash, and typically establishes new relationships with a $500,000 minimum.
The firm’s process emphasizes fundamental analysis and exclusionary/qualifying screens, with client‑specific Investment Policy Statements and ongoing account reviews to guide implementation. Rock Point commonly implements strategies on a discretionary basis and discloses the use of borrowing (margin) in separately managed accounts and the use of complex products such as leveraged/inverse funds and structured notes when appropriate.
Rock Point is distinctive among similar team firms for its role as a manager within wrap fee programs, where reporting and IPS practices can differ from its direct client relationships, and for explicitly including margin balances when calculating assets under management and fees — a practice it identifies as creating a potential conflict that clients may restrict. The firm has also disclosed use of AI tools in service delivery and maintains third‑party arrangements for proxy voting and class action claim processing.
Client services
Expertise
Fee options
$0 - $500,000: 1.20% $500,001 - $1,000,000: 0.70% $1,000,001+: 0.50%
Account minimum: $500,000
Main office
77 College Street
Burlington VT 05401
Advisors at this office
4
Most active in
California · Colorado · Florida · Louisiana · Maine · Massachusetts · New Hampshire · New York · Texas · Vermont · Virginia · Washington
Also doing business as
Glenwood Investment Advisors · Huffman, Michael Leighton · Rock Point Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Todd W
CFA®, Series 65
Burlington, VT
Rock Point Advisors, LLC
Todd Wulfson is a CFA® charterholder with 27 years of industry experience. He has been with Rock Point Advisors, LLC since 2004. Rock Point Advisors provides discretionary portfolio management and investment counseling to individuals, trusts, retirement plans, charitable organizations, and other entities. The firm employs fundamental analysis combined with exclusionary and qualifying screens, managing approximately $560 million in discretionary assets across a range of publicly traded equities, fixed income, ETFs, mutual funds, and cash.
Timothy H
CFP®, CFA®, Series 66
Burlington, VT
Rock Point Advisors, LLC
Timothy Humphrey is a CFP®, CFA®, and Series 66 credentialed financial advisor at Rock Point Advisors, LLC with 17 years of industry experience. He has been with Rock Point Advisors since 2015. Rock Point Advisors provides discretionary portfolio management and investment counseling to individuals, trusts, retirement plans, charitable organizations, and other entities, typically working with clients who have a minimum investment of $500,000. The firm employs fundamental analysis combined with exclusionary and qualifying screens and manages approximately $560 million in discretionary assets.
Michael H
CFA®
Burlington, VT
Rock Point Advisors, LLC
Michael Huffman is a CFA® charterholder with 28 years of industry experience. He has been with Rock Point Advisors, LLC since 2004. Rock Point Advisors provides discretionary portfolio management and investment counseling to individuals, trusts, retirement plans, charitable organizations, and other entities, typically accepting new relationships with a minimum investment of $500,000. The firm manages approximately $560.4 million in discretionary assets, focusing on fundamental analysis combined with exclusionary and qualifying screens, and offers ongoing portfolio monitoring and financial planning services.
Jackson B
Series 65
Burlington, VT
Rock Point Advisors, LLC
Jackson Bargiello is a financial advisor at Rock Point Advisors, LLC with a Series 65 designation and one year of industry experience. He has been with Rock Point Advisors since 2014. Outside of his advisory role, he is co-owner of La Ruche Beauty LLC, a beauty salon in Williston, Vermont, where he manages accounting and rental activities. Rock Point Advisors provides discretionary portfolio management and investment counseling to individuals, trusts, retirement plans, charitable organizations, and other entities, typically with a minimum investment of $500,000. The firm manages approximately $560 million in discretionary assets and employs fundamental analysis with exclusionary and qualifying screens to construct portfolios aligned with clients’ investment policy statements.
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