Saratoga Springs, NY Broadway Office

Mitchell Fanning is a financial advisor at Rockefeller Financial LLC with four years of industry experience. He holds the Series 66 designation and previously worked at Northwestern Mutual Investment Services LLC and Northwestern Mutual Life Insurance Company. Before entering the financial industry, he worked at Mirbeau Inn and Spa for three years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management, financial planning, and consulting services, operating both as a registered investment adviser and a broker-dealer with capabilities in placement and investment banking.

Dedra Brust is a CFP® professional with 18 years of industry experience, currently serving at Rockefeller Financial LLC. Her career includes roles at Janney Montgomery Scott LLC, Ameriprise Financial Services Inc, and Wells Fargo Advisors LLC. She holds the Series 66 designation. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers discretionary and non-discretionary portfolio management, financial planning, and consulting, and also operates as a registered broker-dealer providing securities transactions, variable insurance products, and investment banking services.

Christopher Knight is a financial advisor with Rockefeller Financial LLC, holding Series 63 and Series 65 credentials and one year of industry experience. His prior roles include positions at Rockefeller Capital Management, Park Avenue Securities, and Guardian Life Insurance Company. He also managed a lawn and landscape business for two years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, family offices, institutional clients, retirement plans, foundations, and corporations, offering portfolio management, financial planning, and consulting services. The firm operates as a registered broker-dealer, providing an integrated investment platform with discretionary and non-discretionary solutions across multiple asset classes.

Lawrence Larose is a financial advisor at Rockefeller Financial LLC with 15 years of industry experience. He holds a Series 66 designation and has worked at Rockefeller Financial LLC and Rockefeller Capital Management since 2022, following prior roles at Goldman Sachs & Co. LLC and The Ayco Company, L.P./Mercer Allied. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer providing securities transactions, variable insurance products, and placement and investment banking services.

Jeffrey Campito is a CFP® with 16 years of industry experience, currently serving at Rockefeller Financial LLC since 2021. His prior experience includes roles at Goldman Sachs & Co. LLC and The Ayco Company, L.P./Mercer Allied. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, and institutional clients, offering portfolio management, financial planning, and consulting. The firm combines a Private Advisor model with a consolidated investment platform to provide discretionary and non-discretionary solutions across equities, fixed income, and alternatives, while also operating as a registered broker-dealer.

Keith Bernard is a financial advisor with Rockefeller Financial LLC, holding a Series 66 designation and 15 years of industry experience. He has worked at Rockefeller Financial LLC and Rock & Co LLC since 2019, and previously spent eight years with The AYCO Company, L.P./Mercer Allied. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, and institutional clients by providing portfolio management, financial planning, and consulting services. The firm operates as both a registered investment adviser and broker-dealer, offering a range of investment solutions including discretionary and non-discretionary management, access to third-party managers, and alternative investment vehicles.

Al Palkovich is a financial advisor at Rockefeller Financial LLC with 18 years of industry experience. He holds the Series 66 designation and has worked at Rockefeller Financial since 2022. Prior to that, he was with Ayco/Goldman Sachs & Co. LLC for one year and The Ayco Company, L.P./Mercer Allied for 15 years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management, financial planning, and consulting services, with a distinctive combination of registered broker-dealer operations and an integrated investment management platform.

Kellyann Risler is a financial advisor at Rockefeller Financial LLC with 10 years of industry experience and holds a Series 66 designation. She has worked at Rockefeller Financial since 2019 and previously at The Ayco Company, L.P./Mercer Allied from 2014 to 2019. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management, financial planning, and consulting services, and operates as a registered broker-dealer providing securities transactions, variable insurance products, and investment banking services.

Michelle Matan is a Series 66 credentialed advisor with Rockefeller Financial LLC, based in Saratoga Springs, NY, and has 14 years of industry experience. Prior to joining Rockefeller in 2020, she worked at Bank of America and Merrill from 2014 to 2020. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm combines a Private Advisor model with a consolidated investment platform offering discretionary and non-discretionary portfolio management, financial planning, brokerage services, and access to alternative investments.

Daniel Hardwick is a financial advisor at Rockefeller Financial LLC with one year of industry experience. He holds a Series 66 designation and has worked at Rockefeller Capital Management since 2025. His prior roles include positions at Sobel & Co., LLC and the Township of Parsippany-Troy Hill. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management, financial planning, and consulting services, operating both as an investment advisor and a registered broker-dealer with integrated offerings across equities, fixed income, and alternatives.

Jeffrey Pollard is a financial advisor at Rockefeller Financial LLC with 22 years of industry experience. He holds a Series 66 designation and previously worked at Janney Montgomery Scott and Wells Fargo Advisors. Outside of his advisory role, he volunteers as an assistant men's lacrosse coach at Skidmore College. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, and institutional clients. The firm offers portfolio management, financial planning, and investment banking services through a Private Advisor model and a consolidated investment platform covering equities, fixed income, and alternatives.

Brian Cuneo is a financial advisor with Rockefeller Financial LLC, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He previously worked at The Ayco Company, L.P./Mercer Allied for 23 years before joining Rockefeller Financial and Rockefeller & Company LLC in 2019. Outside of his advisory role, Mr. Cuneo serves as an uncompensated trustee for a personal insurance trust and is a licensed insurance agent with an affiliate of his firm. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families and family offices, as well as institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management, financial planning, and consulting services through a Private Advisor model and consolidates investment solutions across equities, fixed income, and alternatives.

Joseph Thrailkill is a financial advisor with Rockefeller Financial LLC, holding Series 63 and Series 65 designations and four years of industry experience. His prior roles include positions at J.P. Morgan Securities LLC, JP Morgan Chase Bank, Bank of America, and FNB Inc. Outside of finance, he was involved with The Brook Tavern/The Wishing Well for ten years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers portfolio management, financial planning, consulting, and operates as a registered broker-dealer, providing a consolidated investment platform with discretionary and non-discretionary solutions across various asset classes.

Paul Fernandes is a financial advisor at Rockefeller Financial LLC with 11 years of industry experience. He holds a Series 66 designation and previously worked at Goldman Sachs & Co. LLC and The Ayco Company, L.P./Mercer Allied. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm combines a Private Advisor model with a consolidated investment platform, offering discretionary and non-discretionary portfolio management, financial planning, and brokerage services alongside alternative investment access.

Elaine Powell is a financial advisor at Rockefeller Financial LLC with 26 years of industry experience. She holds a Series 63 designation and has worked at Rock & Co LLC and Rockefeller Financial LLC since 2019, following a 21-year tenure at The AYCO Company, L.P./Mercer Allied. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, and corporations. The firm provides portfolio management, financial planning, and consulting through a Private Advisor model and a consolidated investment platform, and uniquely operates as a registered broker-dealer offering securities transactions, variable insurance products, placement, and investment banking services.