A complete list of active advisors currently associated with Rockhouse Capital, LLC

Warmer can help you find a great advisor at Rockhouse Capital, LLC or one who fits your needs even better.

Rockhouse Capital provides individualized investment management to individuals (including high net worth clients), trusts, estates, charitable organizations and business entities, typically charging percentage-of-assets-under-management and constructing portfolios of stocks, bonds, mutual funds and ETFs. The firm emphasizes personalized financial profiling and ongoing portfolio oversight to align investments with each client’s stated objectives. The firm’s investment approach is primarily long-term and based on fundamental analysis, using third‑party research sources and a mix of active and index funds to build customized portfolios. Accounts are managed on a discretionary basis in practice, with the firm accommodating reasonable client‑imposed restrictions so long as they do not conflict with its investment philosophy. Noteworthy features include the firm’s small scale — roughly $6.3 million in assets across about 40 clients — and a stated account minimum that may be waived at the firm’s discretion, which can make client entry flexible. The brochure also discloses receipt of research and other support from a major custodian (including soft‑dollar arrangements and practice‑management services) and a prior 2010 consent order that required enhanced compliance procedures; the firm reports providing monthly account flow reporting directly to clients.

To learn more about the advisors currently working at Rockhouse Capital, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.