Rockwall Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rockwall Wealth Management provides discretionary and non‑discretionary portfolio management, financial planning, and consulting to individuals, trusts, pension and profit‑sharing plans, charitable organizations, and businesses. The firm also offers retirement‑plan services and acts as a 3(21) fiduciary for ERISA plans, including investment line‑up recommendations and ongoing plan monitoring.
The firm’s investment approach emphasizes diversified, low‑cost ETF model portfolios implemented with attention to tax efficiency, liquidity, and systematic macro tilts, alongside separately managed Rockwall model portfolios offered to select clients. Rockwall continuously monitors accounts and employs a broad toolkit — asset allocation, third‑party sub‑advisors, options, margin, short sales, inverse/enhanced ETFs, and allocations to private/alternative funds — selecting strategies to fit client objectives and risk tolerances.
Noteworthy features include a documented ERISA 3(21) fiduciary program with participant education, plan committee support, benchmarking and annual fiduciary reviews, and a set of Rockwall‑only model portfolios that include junior models for accounts under $30,000. The firm routinely directs custody to institutional custodians, discloses arrangements to reimburse legacy transfer ticket fees, and combines traditional wealth management with access to advanced strategies and private investments, making its service mix broader than typically described by firms of similar advisor count and asset size.
Client services
Expertise
Fee options
$350 to $15,000 for Financial Planning; $350 to $15,000 for Consulting Services
$0 - $499,999: 1.2% $500,000+: 1.00%
$100 to $500 per hour for Financial Planning; $100 to $350 per hour for Consulting Services
Main office
301 N Goliad
Rockwall TX 75087
Advisors at this office
3
Most active in
Texas
Also doing business as
Rockwall Wealth Management · Rockwall Wealth Management Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jace H
CFP®, Series 63, Series 66
Rockwall, TX
Rockwall Wealth Management
Jace Hart is a CFP® with nine years of industry experience and currently serves as a financial advisor at Rockwall Wealth Management. His prior experience includes roles at Leo Wealth, LPL Financial, and Fidelity Brokerage Services. Rockwall Wealth Management provides portfolio management, financial planning, and consulting services to individuals, trusts, plans, charitable organizations, and businesses. The firm emphasizes diversified, low-cost ETF model portfolios with a focus on tax efficiency, liquidity, and systematic macro tilts, offering both traditional and advanced investment strategies tailored to client objectives.
Renee S
CFP®
Rockwall, TX
Rockwall Wealth Management
Renee Sneed is a CFP® professional affiliated with Rockwall Wealth Management in Rockwall, TX, with six years of industry experience. She has held roles at Leo Wealth, LLC, BFT Financial Group, LLC, and Dirkse and Associates, Ltd., where she works as a tax accountant in a non-investment capacity. Rockwall Wealth Management provides portfolio management, financial planning, and consulting services to individuals, trusts, pension and profit-sharing plans, charitable organizations, and businesses. The firm uses diversified, low-cost ETF model portfolios with attention to tax efficiency and employs a broad range of strategies tailored to client risk tolerances and objectives.
Richard D
CFP®, Series 63
Rockwall, TX
Rockwall Wealth Management
Richard Dirkse is a CFP® with 39 years of industry experience. He is president of Rockwall Wealth Management and has served in leadership roles at Dirkse and Associates Ltd since 1984. Outside of advisory work, he provides bookkeeping, tax preparation, and IRS representation services through Dirkse and Associates. Rockwall Wealth Management offers portfolio management, financial planning, and consulting services to individuals, trusts, pension and profit-sharing plans, charitable organizations, and businesses. The firm emphasizes diversified, low-cost ETF model portfolios with a focus on tax efficiency and uses a range of strategies tailored to client objectives, including a documented ERISA 3(21) fiduciary program for retirement plans.
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