Rodgers Capital Management, LLC

Rodgers Capital Management is a state‑registered independent investment adviser that serves individual and charitable clients through discretionary portfolio management and limited consulting. The firm offers three model risk profiles (Conservative, Moderate, Aggressive), guidance and manager selection for employer‑sponsored retirement plans, and informal investment planning for clients with smaller account sizes.

The firm employs a statistical investment approach that analyzes correlations of volatility across broad indexes, metals, currencies and commodities to identify opportunities, then implements positions using ETFs, individual equities, fixed income and options. Options are used selectively for hedging where client risk tolerance permits, and Rodgers Capital does not provide comprehensive financial planning documents as part of its standard service.

Noteworthy features for a solo adviser include a small asset base (roughly $860,000 under management across about ten client accounts) and a routine emphasis on volatility‑correlation modeling and options strategies, which are less common among similarly sized peers. The firm recommends a specific custodian for trade execution and access to proprietary research tools (disclosing the resulting soft‑dollar benefits), compensates third‑party professionals for client referrals, uses direct fee withdrawal (limited custody), and maintains concentration limits and daily monitoring while not aggregating client orders.