Eastsound, WA Office

Roehl & Yi Investment Advisors, LLC is an SEC‑registered wealth management firm that provides financial planning, investment management and retirement plan consulting to individuals, qualified retirement plans, trusts, estates, charitable organizations and business entities. The firm manages roughly $959 million in client assets (about $953 million discretionary) and also reports approximately $846 million in assets under advisement for consulting engagements.

The firm’s investment process combines fundamental analysis with an asset‑allocation framework grounded in Modern Portfolio Theory, allocating across mutual funds, ETFs, individual debt and equity securities, independent managers and, when appropriate, privately‑placed vehicles and REITs. Client portfolios are tailored through discretionary management based on documented risk tolerance, time horizon and liquidity needs, with ongoing monitoring and at least quarterly reviews.

A distinguishing feature is that Roehl & Yi sponsors and manages its own wrap fee program, which the brochure states covers the vast majority of assets it manages and under which brokerage commissions and many transaction costs are absorbed by the firm, creating an incentive to manage trading costs. The firm also maintains a $2,000,000 typical minimum portfolio size (with limited exceptions), operates an affiliated insurance agency whose supervised persons may sell insurance on a commission basis, and discloses advisory‑board relationships with certain asset managers — all of which are noted conflicts the firm discloses and that set it apart from many peers.