ROI Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
ROI Capital Management provides non-discretionary portfolio management and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm documents client objectives in an Investment Policy Statement and offers ongoing portfolio monitoring as well as one-time financial plans.
The firm uses fundamental analysis and a long-term trading approach, and generally limits investments to real estate funds (including REITs), equities, ETFs (including precious‑metal ETFs), TIPS, commodities, venture capital funds, and private placements. Like many peers it charges asset‑based advisory fees for ongoing management but also offers hourly financial planning — a fee arrangement that is uncommon among similar firms.
Notably, the firm’s principal holds insurance and real estate licenses and the brochure discloses that supervised persons may receive commissions for insurance or real estate transactions, creating conflicts of interest that are documented for clients. The firm also requires clients to use a specific custodian/broker-dealer for execution and was newly registered as an investment adviser in October 2024, reporting no assets under management at that time.
Client services
Expertise
Fee options
$0 - $25,000: 0.37% $25,000 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001 - $3,000,000: 1.00%
Commissions may be earned from insurance and real estate sales, but these are not the primary source of compensation for advisory services.
$200 per hour for financial planning services (non-negotiable)
Account minimum: $25,000
Main office
1173 South 250 West Suite #108
St. George UT 84770
Advisors at this office
1
Most active in
Utah
Also doing business as
Financial Service Group, LLC · Roi Capital Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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