Roland Financial Wealth Management LLC

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Client assets under management

$68,679,262

Clients

341

1% high-net-worth

Advisors

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

114

Very High

Average account size

$201,405

About

Roland Financial Wealth Management LLC provides discretionary and non-discretionary asset management, financial planning, and consulting primarily to individual and high net worth clients. The firm reports about $69.2 million in discretionary assets under management across roughly 341 client relationships and operates with a small advisor team.

The firm customizes investment programs to clients’ stated goals, time horizons and risk tolerances, using fundamental, technical and charting analysis to inform security selection and asset allocation. It may appoint third‑party sub‑advisors to manage all or part of client portfolios, conducts periodic (quarterly) account reviews, and reviews accounts for rebalancing and tax‑loss harvesting opportunities.

Distinctive aspects of the firm include offering public educational seminars and workshops (presented as educational only and offered for a modest fee), a service that is uncommon among similarly sized advisers. The firm’s principals also operate an affiliated insurance business and devote material time to insurance activities; they may offer insurance products and receive separate insurance compensation, a conflict the firm says it mitigates through disclosures, procedures and its fiduciary obligations.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

General retirement planning Income planning Tax-loss harvesting Long-term care insurance Wealth management

Fee options

Percentage

$0+: 1.00% annually (Income Conservative Portfolio) $0+: 1.50% annually (Income Portfolio) $0+: 1.75% annually (Balanced Portfolio) $0+: 1.75% annually (Growth Portfolio) $0+: 2.00% annually (Tactical Portfolio)

Project-based

$350/hour for financial planning

Other

Account minimum: $100,000 Fee-only: $350/hour for financial planning

Main office location

Roland Financial Wealth Management LLC

3910 Caughey Rd, Suite 140

Erie PA 16506, United States

Number of offices

Most active in

Pennsylvania

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook X Instagram Website 814-833-2999

Advisors at this firm

James K

Series 66

Erie, PA

Roland Financial Wealth Management LLC

James Keller is a financial advisor with Roland Financial Wealth Management LLC in Erie, PA, holding a Series 66 designation and 11 years of industry experience. He has worked at several firms, including AE Wealth Management and TD Ameritrade. Keller is also involved in insurance sales through Roland Financial. Roland Financial Wealth Management LLC provides asset management, financial planning, and consulting services primarily to individual and high net worth clients. The firm customizes investment programs based on clients’ goals and risk tolerances and offers educational seminars in addition to managing approximately $69.2 million in discretionary assets.

General retirement planning Income planning Tax-loss harvesting Long-term care insurance Wealth management

Johnathan E

Series 65

Erie, PA

Roland Financial Wealth Management LLC

Johnathan Essman is a financial advisor at Roland Financial Wealth Management LLC in Erie, PA, holding a Series 65 designation with one year of industry experience. Prior to joining Roland Financial, he worked at First National Bank (FNB Corporation) for one year and was a full-time student for eight years. He is also licensed as an insurance agent, dedicating a portion of his time to insurance-related activities. Roland Financial Wealth Management LLC provides discretionary and non-discretionary asset management, financial planning, and consulting primarily to individual and high net worth clients. The firm customizes investment programs based on clients’ goals and risk tolerances, conducts regular account reviews, and offers educational seminars, alongside managing insurance services through its principals.

General retirement planning Income planning Tax-loss harvesting Long-term care insurance Wealth management

Roland K

Series 65

Erie, PA

Roland Financial Wealth Management LLC

Roland Kljunich is a financial advisor at Roland Financial Wealth Management LLC with nine years of industry experience. He holds a Series 65 designation and has previously worked at AE Wealth Management LLC. In addition to his advisory role, he is an author of a financial book and serves as CEO of an affiliated firm specializing in annuities, life insurance, and Medicare products. Roland Financial Wealth Management LLC provides discretionary and non-discretionary asset management, financial planning, and consulting primarily to individual and high net worth clients. The firm customizes investment programs based on clients’ goals and risk tolerances, utilizing fundamental and technical analysis, and offers educational seminars and workshops.

General retirement planning Income planning Tax-loss harvesting Long-term care insurance Wealth management

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