Roman Retirement Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$66,029,517
Clients
150
Advisors
2
of 3 employees
About
Roman Retirement Planning serves individual and high‑net‑worth clients as well as pension and profit‑sharing plans, offering ongoing portfolio management, comprehensive financial planning, and pension consulting. The firm also works with insurance products and may include fee‑based annuities and other insurance solutions as part of client plans.
The firm manages accounts on a discretionary basis and uses a mix of long‑term trading and multiple analysis methods (fundamental, modern portfolio theory, technical, and cyclical) to tailor portfolios to clients’ goals, time horizons, and risk tolerances. It commonly implements model portfolios through third‑party managers — engaging Advisor OS (d/b/a TAIKO) as a platform provider and sub‑adviser for the majority of accounts and using Betterment for a small number of younger, lower‑asset clients where Betterment assumes most of the investment management role.
Distinctive elements in the brochure include the firm’s provision of periodic educational seminars and workshops to the general public at no charge and the fact that firm personnel are licensed to produce life insurance products and may offer commissionable insurance solutions. The combination of platform‑based sub‑advisers, an automated advisor option for select clients, and explicit pension plan consulting and annuity selection services sets the firm apart from many peers.
Client services
Expertise
Demographic focus
Fee options
$1,000 to $12,000 depending on complexity and services
$1 - $500,000: 1.03% $500,001 - $1,000,000: 0.78% $1,000,001 - $3,000,000: 0.53% $3,000,001+: 0.28%
Main office
35 C South Street
Mashpee MA 02649
Advisors at this office
2
Most active in
California · Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Susan R
CFP®, Series 65
Mashpee, MA
Roman Retirement Planning, LLC
Susan Roman is a CFP® with 12 years of industry experience, currently serving as an advisor at Roman Retirement Planning, LLC since 2018. Her prior roles include positions at Strategic Planning Group, Inc., Cutter Financial Group, LLC, and Precision Capital Management. She is also a licensed attorney who does not practice law and is licensed to produce life insurance products. Roman Retirement Planning serves individual and high-net-worth clients as well as pension and profit-sharing plans, providing portfolio management, financial planning, and pension consulting. The firm employs a mix of long-term trading and various analysis methods to tailor portfolios and utilizes third-party managers and automated advisory platforms for investment management.
Maureen B
Series 65
Mashpee, MA
Roman Retirement Planning, LLC
Maureen Brosnan is a financial advisor at Roman Retirement Planning, LLC with four years of industry experience. She holds a Series 65 designation and previously worked at Successful Wealth Strategies and Accenture. Outside of her advisory role, she provides money coaching services through Brosnan Wealth Management. Roman Retirement Planning serves individual and high-net-worth clients as well as pension and profit-sharing plans, offering portfolio management, comprehensive financial planning, and pension consulting. The firm employs a mix of investment analysis methods and uses third-party managers to tailor portfolios to clients’ goals and risk tolerances.
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