A complete list of active advisors currently associated with Roman Wealth Management, LLC

Warmer can help you find a great advisor at Roman Wealth Management, LLC or one who fits your needs even better.

Roman Wealth Management is an independent, single-advisor registered investment adviser that provides ongoing portfolio management and integrated financial planning to individuals, high-net-worth individuals, and charitable organizations. The firm manages roughly $34.6 million across about 78 client relationships and documents client goals, tax considerations, and risk tolerance in individualized Investment Policy Statements. RWM generally seeks discretionary authority to implement clients’ plans and constructs portfolios using long-term trading with a primary emphasis on individual equities, while also employing mutual funds, fixed income, and ETFs when appropriate. Investment decisions incorporate charting, cyclical, fundamental, and technical analysis, and accounts are reviewed at least monthly. Compared with many peers, RWM’s inclusion of charitable organizations among its client types is relatively uncommon, and its tendency to recommend individual equities can result in more concentrated portfolios than firms that rely mainly on pooled vehicles. The firm requires client custody at Schwab Institutional and discloses a 2025 regulatory consent order addressing compliance and recordkeeping issues; it reports having cooperated with regulators, implemented corrective procedures, paid a civil penalty, and experienced no client losses.

To learn more about the advisors currently working at Roman Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.