Bonita Springs, FL Office

Romano Brothers & Co. serves individuals (including high‑net‑worth clients), employee benefit plans, non‑profits, trusts, estates and corporate entities, offering discretionary portfolio management, financial planning, and brokerage services. The firm provides both active, value‑oriented equity and fixed‑income management and passive ETF‑based strategies, and it operates a sponsored wrap fee program.

The firm describes a generally conservative, long‑term, fundamentals‑based investment approach that emphasizes customized asset allocation, income and tax considerations, and periodic rebalancing; passive mandates are implemented via ETF sub‑advisory arrangements. Romano Brothers manages accounts on a discretionary basis through an eight‑advisor team and discloses that margin and securities‑based borrowing may be used in certain managed accounts, with margin balances excluded from fee calculations.

Compared with many team advisory firms, Romano Brothers is dually registered as both an investment adviser and a broker‑dealer and executes client trades through its broker‑dealer, including acting in a principal capacity on some fixed‑income transactions and sponsoring a wrap program. The firm also discloses clearing and cash‑sweep revenue sharing arrangements and lending‑related compensation, and it has previously settled an SEC matter concerning the use of client testimonials (noting regulatory updates since then).