Ronald Gelok & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
RGA manages about $75 million for roughly 230 clients and serves individuals (including high‑net‑worth and non‑HNW), retirement and profit‑sharing plans, trusts, estates, charities, and business entities. Its services include comprehensive financial planning and consulting, discretionary investment management (fee‑based) and access to brokerage and insurance products through affiliated and third‑party providers.
The firm generally implements portfolios by recommending independent managers and using sub‑advisory platforms, including arrangements with Brookstone Capital and Accurate Wealth Management, and it operates a wrap‑fee program through AWM that bundles manager and transaction costs. RGA’s investment process emphasizes fundamental analysis and tailors manager selection to each client’s risk tolerance and objectives, with ongoing monitoring and at least quarterly account reviews.
Distinctive features disclosed in the brochure include affiliations with an insurance agency and a broker‑dealer (permitting supervised persons to sell commissionable products), and the firm’s principal maintaining a part‑time law practice; the firm also offers optional access to the EstateGuru online estate‑planning platform, with related conflicts disclosed. The firm also debits fees through its sub‑advisors and sponsors a wrap‑fee program—arrangements that are less common among similar supported firms.
Client services
Expertise
Fee options
Fixed fees generally range from $500 to $50,000, including for financial planning and investment management services.
$0 - $1,000,000: 1.50% annually $1,000,001 - $3,000,000: 1.00% annually $3,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually
Certain supervised persons offer securities brokerage services and insurance products under a commission arrangement.
Hourly charges are reported by the firm but specific hourly rate amounts are not clearly stated in the brochure.
Account minimum: $10,000 Minimum fee: Financial planning and consulting fixed fees generally range from $500 to $50,000; monthly fees generally range from $2,500 to $6,000 per month; Fixed fees for investment management services may range from $500 to $50,000 annually. Fee-only: Fees charged may include hourly and/or fixed fees for financial planning and consulting services; fees based on assets under management; fees for investment management services inclusive of third-party advisers fees.
Main office
See office999 Vanderbilt Beach Road, Suite 200
Naples FL 34108
Advisors at this office
2
Offices (2)
Most active in
Florida · New Jersey · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Christian V
Series 63, Series 65
Parsippany, NJ
Ronald Gelok & Associates, LLC
Christian Vivas is a financial advisor at Ronald Gelok & Associates, LLC with two years of industry experience. He holds Series 63 and Series 65 designations. Outside of his advisory role, Vivas works as a group fitness instructor at local YMCA facilities, leading pre-choreographed exercise classes. Ronald Gelok & Associates manages approximately $75 million for around 230 clients, serving individuals, retirement plans, trusts, estates, charities, and business entities. The firm provides comprehensive financial planning and discretionary investment management, emphasizing fundamental analysis and tailored manager selection aligned with clients’ risk tolerance and goals.
Ronald G
Series 63, Series 66
Naples, FL
Ronald Gelok & Associates, LLC
Ronald Gelok Jr. is a financial advisor with Ronald Gelok & Associates, LLC, holding Series 63 and Series 66 licenses and bringing 37 years of industry experience. His career includes roles at Purshe Kaplan Sterling Investments, GF Investment Services, and Global Financial Private Capital. Outside of advising, he maintains a part-time law practice and serves as president of an export marketing company. Ronald Gelok & Associates manages approximately $75 million for around 230 clients, including individuals, retirement plans, trusts, and charities. The firm offers comprehensive financial planning and discretionary investment management, utilizing independent managers and sub-advisory platforms tailored to client risk tolerance and objectives.
Daniel S
Series 63, Series 65
Parsippany, NJ
Ronald Gelok & Associates, LLC
Daniel Sherman is a financial advisor at Ronald Gelok & Associates, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Mass Mutual Investors Services, MassMutual Life Insurance Company, Lenox Advisors, Merrill, and Morgan Stanley. Outside of his advisory work, he serves as an ocean lifeguard. Ronald Gelok & Associates manages approximately $75 million for about 230 clients, including individuals, retirement plans, trusts, and charities. The firm provides comprehensive financial planning and discretionary investment management, emphasizing fundamental analysis and tailored manager selection aligned with clients’ risk tolerance and objectives.
Brian G
Series 63, Series 65
Naples, FL
Ronald Gelok & Associates, LLC
Brian Ginty is a financial advisor at Ronald Gelok & Associates, LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial, Bank of America, and Merrill. In addition to his advisory role, Ginty is licensed as an agent for life insurance and non-variable annuities. Ronald Gelok & Associates, LLC manages approximately $75 million for about 230 clients, serving individuals, retirement plans, trusts, charities, and business entities. The firm offers comprehensive financial planning, discretionary investment management, and access to brokerage and insurance products, emphasizing fundamental analysis and tailored manager selection aligned with client risk tolerance and objectives.
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