Ronald J. Rich Financial Advising
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment supervisory services and financial planning for individuals, trusts, and pension plans, managing approximately $8.69 million in discretionary client assets. It works directly with clients to develop financial goals and investment strategies and offers both discretionary and non‑discretionary management and hourly consultation.
The firm’s investment approach is primarily based on fundamental analysis and long‑term asset allocation tailored to each client’s risk tolerance, while retaining the ability—with client consent—to use short‑term trades, margin, short sales, and option strategies when appropriate. Accounts are monitored at least weekly with formal quarterly reviews and performance measured against common market indices.
Noteworthy for a small advisor, the firm explicitly accepts pension plan clients and provides pension‑plan advisory services, a service offering that is uncommon among peers. The brochure also discloses that the adviser may hold the same securities as clients (with procedures to have client transactions executed first) and that the principal brings a technical and engineering background to the investment analysis.
Client services
Expertise
Fee options
$0 - $20,000: Monthly management fee of $30.00 $20,001 - $75,000: 1.75% annually $75,001 - $500,000: 1.25% annually $500,001 - $1,000,000: 1.125% annually $1,000,001+: 1.00% annually
Standard consultation fee is $150 per hour
Minimum fee: $30.00 monthly management fee for accounts up to $20,000 Fee-only: Hourly consultation fee of $150 per hour
Main office
Lakewood OH
Advisors at this office
1
Most active in
Ohio
Also doing business as
Ronald J. Rich Financial Advising · Ronald J. Rich Financial Advising Ltd. · Ronald James Rich
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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