Rook Strategies Wealth Management, PLLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rook Strategies Wealth Management provides portfolio management, financial planning, and financial consulting to individuals (including high-net-worth clients) and businesses. The firm reports managing about $5 million in client assets across roughly 33 client relationships and advises on a broad range of investment types.
The firm implements portfolios primarily through Orion's Strategist Program and unified managed account structures, and it can accept discretionary authority for trading, though most of its assets are reported as managed on a non-discretionary basis — a practice that is uncommon among peers. It also uses the Pontera platform to bring “held-away” retirement accounts (such as 401(k) plans) into its oversight and combines quantitative and fundamental approaches in portfolio construction.
Distinctive aspects include the emphasis on non-discretionary client arrangements and the operational use of Pontera to trade or rebalance held-away accounts alongside assets custodied at Orion/Charles Schwab. The firm offers access to a wide menu of instruments — including leveraged ETFs, private placements, digital assets, REITs and oil & gas partnership interests — and its advisers are licensed insurance agents, a source of additional commission-based compensation that clients should consider.
Client services
Expertise
Fee options
1% - 2.5% annually (negotiable based on portfolio complexity and services provided)
Insurance commissions earned by licensed persons affiliated with the firm are separate and in addition to advisory fees.
$250-$500 per hour for financial planning, consulting and asset allocation services, negotiable.
Account minimum: $10,000
Main office
Robstown TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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