Rooney Wealth Management
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About
Rooney Wealth Management is a fee-only independent advisory firm that works with individuals and high-net-worth individuals, offering investment management alongside comprehensive financial planning available as a standalone engagement or an ongoing service. The firm states there are no account minimums and provides tailored advice across typical account types including taxable and retirement accounts.
The firm combines fundamental and technical analysis with modern portfolio theory and both passive and active elements, and it may incorporate socially responsible investment approaches when requested. Portfolios can include stocks, bonds, mutual funds, ETFs, cash equivalents and options, and the firm manages accounts on a non-discretionary basis—seeking client approval before executing trades—and conducts regular account and plan reviews.
A notable distinction is the firm’s explicit use of derivatives in separately managed accounts, including covered-call writing and acquisition via cash‑secured puts, a practice the brochure highlights as uncommon among independent peers. As a recently formed solo practice, the adviser maintains a teaching credential and may occasionally substitute teach, and the firm documents its planning engagement scope and delivery/refund procedures to clarify expectations for clients.
Client services
Expertise
Occupation focus
Fee options
$0 - $100,000: $1,000 or 3%, whichever is less $100,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Ongoing Financial Planning: $250 per month, paid monthly in advance (fees negotiable)
Minimum fee: $1,000 or 3%, whichever is less on first $100,000 Fee-only: Comprehensive Financial Plan: Fixed fee of $2,000 (one-time); Ongoing Financial Planning: $250/month fixed recurring fee
Main office
Sacramento CA
Advisors at this office
1
Most active in
California
Also doing business as
Rooney Wealth Management · Rooney Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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