Roosevelt Advisors LLC

Roosevelt Advisors provides portfolio management and financial planning services primarily for individual clients and business development companies, offering both discretionary and non‑discretionary asset management and referrals to third‑party managers. The firm also maintains an affiliated insurance practice that began before its advisory business and offers insurance products alongside advisory services.

Investment strategies are tailored to each client’s objectives and risk tolerance and may draw on fundamental, technical, charting, and cyclical analysis; the adviser manages accounts directly and may recommend or place clients with registered third‑party managers, which it monitors on an ongoing basis. The firm conducts educational seminars and workshops for the public and clients, and delivers periodic account reviews and financial planning work as part of its services.

Noteworthy features disclosed in the brochure include a formal solicitor relationship with a registered third‑party manager that generates ongoing referral fees and an affiliated insurance business where the managing member devotes approximately half of their time and may receive commissions, conflicts the firm says it mitigates through disclosure and procedures. The firm also reports no account minimums, does not aggregate trades across client accounts, and does not vote client proxies, practices that differ from many peers in this segment.