A complete list of active advisors currently associated with RootN Wealth Management, Inc.
Warmer can help you find a great advisor at RootN Wealth Management, Inc. or one who fits your needs even better.
RootN Wealth Management, Inc. provides discretionary portfolio management services to individuals, high‑net‑worth clients, charitable organizations, and corporations, and the brochure specifically describes portfolio management for both individual and institutional clients — an offering that is uncommon among firms with no active registered advisors. The firm says it prepares an individualized Investment Policy Statement for each client and may request discretionary authority to select securities and execute transactions on behalf of accounts. RWMI describes an investment process that blends fundamental analysis, modern portfolio theory, and quantitative techniques, with a primary emphasis on equities and the use of mutual funds, ETFs and non‑U.S. securities under a long‑term trading approach. The brochure also notes its fiduciary duties for retirement accounts and states that clients must use Interactive Brokers for custody and execution. The firm is organized as a U.S. subsidiary of a Korea‑based asset manager but states that all U.S. advisory services and discretionary decisions are made by the U.S. entity, a structural relationship that may be relevant to prospective clients. As of March 2026 RWMI reported zero assets under management and no active registered advisors, does not act as a private fund adviser, and indicates no account minimum — a combination of operational facts that is atypical for a firm offering both individual and institutional portfolio management.
To learn more about the advisors currently working at RootN Wealth Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Austin, TX
| 0
|
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