A complete list of active advisors currently associated with RootsOn Capital LLC

Warmer can help you find a great advisor at RootsOn Capital LLC or one who fits your needs even better.

RootsOn Capital LLC is a fee-only, registered investment adviser that provides discretionary investment management and project-based financial planning to individuals, high-net-worth clients, family trusts and estates, family offices, and other institutional or affiliated entities. The firm works with typical account types, including retirement accounts, and develops written investment policies and asset-allocation targets tailored to each client’s circumstances. The firm’s investment approach is long-term and informed by modern portfolio theory, blending passive and active exposures through ETFs, mutual funds, individual equities, bonds, and cash equivalents while applying fundamental and technical analysis. RootsOn Capital constructs and monitors portfolios to align with each client’s goals, risk tolerance, and tax considerations and generally exercises discretionary trading authority to implement agreed strategies and rebalance as needed. Noteworthy for a solo independent adviser, RootsOn Capital explicitly offers portfolio management to institutional clients — including single- and multi-family offices and related entities — alongside private client work, and maintains a $2 million account minimum subject to case-by-case waivers. The firm is newly established and its principal brings prior institutional portfolio management experience and a CFA credential; the adviser operates on a fee-only basis, does not hold custody of client assets, and provides limited-scope, project-based financial planning.

To learn more about the advisors currently working at RootsOn Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.