Rosales Wealth Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rosales Wealth Group LLC is a newly established, single‑advisor registered investment adviser that serves individuals and high‑net‑worth clients with discretionary wealth management and investment management services. The firm offers comprehensive financial planning — including stand‑alone and ongoing engagements — and typically constructs portfolios using low‑cost diversified mutual funds and ETFs, while retaining the option to hold individual securities or implement portions of portfolios through unaffiliated independent managers.
The adviser employs a primarily long‑term approach informed by fundamental, technical and cyclical analysis, setting strategic asset allocations, monitoring holdings and rebalancing or making shorter‑term trades as client needs or market conditions require. Client accounts are executed and custodied through a recommended institutional platform, and the firm conducts ongoing oversight of any independent managers it recommends; the adviser discloses receiving custodial economic benefits from its platform relationship.
What distinguishes the firm from many peers is an affiliated insurance agency under common ownership, and advisory personnel who are separately licensed to sell insurance products and may earn commissions for those sales — an activity disclosed as separate from advisory services and identified as a potential conflict of interest (insurance work is described as a small portion of time). The firm also reports no custody of client assets beyond authorization to withdraw advisory fees, no performance‑based fee arrangements, and no reported assets or clients at the time of the filing.
Client services
Expertise
Fee options
Fixed engagement financial planning fees generally range from $2,400 to $6,000
$0 - $250,000: 1.10% annually $250,001 - $500,000: 0.90% annually $500,001 - $1,000,000: 0.70% annually $1,000,001+: 0.60% annually
Certain advisory persons earn commissions for insurance products sold through affiliated entity CHEC, separate from advisory fees
Ongoing financial planning fees range from $100 to $500 per month
Fee-only: Financial planning ongoing fees range from $100 to $500 per month; fixed engagement fees generally range from $2,400 to $6,000; fees may be negotiable
Main office
100 Beard Sawmill Road, Suite 345
Shelton CT 06484
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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