Rosales Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rosales Wealth Management provides ongoing portfolio management and financial planning to individual and high-net-worth clients. Services include preparing an Investment Policy Statement, tailored asset allocation and investment selection, and implementation across mutual funds, ETFs, equities, fixed income and insurance-based products such as annuities.
The firm combines fundamental and technical analysis with a long-term trading orientation, tailoring portfolios to clients’ stated goals, time horizon and documented risk tolerance. It typically requests discretionary trading authority, conducts regular monitoring, and delivers quarterly account reporting to clients and custodians.
A distinctive aspect of the firm is that its principal is also a licensed insurance agent and offers insurance and annuity products, an affiliation the brochure notes can create conflicts of interest and is addressed through disclosure and internal review. The firm also requires use of a particular institutional custodian and accepts soft-dollar benefits from that custodian, and it does not aggregate trades across client accounts — operational features that may affect trade execution and distinguish it from many peers.
Client services
Expertise
Fee options
$1,500 to $3,500 fixed fee for financial planning, based on complexity and time
$250,000+: 1.20% annually
Account minimum: $250,000
Main office
Green Bay WI
Advisors at this office
1
Most active in
Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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