Rosci Lamb, LLC
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About
Rosci Lamb, LLC provides discretionary asset management and standalone financial planning and consulting to individuals (including high-net-worth clients), trusts, estates, charitable organizations, and business entities. The firm manages about $65 million in client assets across a small client base and constructs portfolios that can include individual stocks, bonds, ETFs, options, mutual funds and other public and private investments.
Portfolios are tailored to each client’s objectives and are continuously monitored and rebalanced as needed; financial planning engagements can cover retirement, estate, charitable, corporate and personal tax planning, cost segregation studies, corporate structure, real estate analysis and other business- and personal-finance topics. Investment analysis uses a blend of approaches — fundamental and technical analysis, modern portfolio theory, sector analysis and, where appropriate, alternative investments — with the firm acting as a fiduciary to align recommendations with client risk tolerances and time horizons.
Compared with many solo independent advisers, the firm’s client mix is distinctive for including corporate/business clients and a significant non‑U.S. client presence, and its service menu explicitly addresses business-level planning and tax/structuring issues that are less common at this scale. Operationally, Rosci Lamb maintains custodial relationships with firms including Schwab, Interactive Brokers and Safra and has implemented custodial and billing arrangements (including an Interactive Brokers custodial arrangement) that support its work with both international and corporate accounts.
Client services
Expertise
Fee options
Up to $10,000 for financial planning and consulting; retainer of 50% required, not exceeding $1,200 if services cannot be rendered within 6 months
Up to $350 per hour
Main office
14 Wall St., Ste 2015
New York NY 10005
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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