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Rose City Investment Consulting LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
6
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
LowAverage account size
$0
About
Rose City Investment Consulting provides comprehensive financial planning and investment advice to high-net-worth individuals, professionals, business owners, corporate executives and retirees through a fixed-fee retainer service. The firm is fee-only and does not accept commissions or performance-based fees.
The firm’s offering centers on evaluating existing investments, constructing and suggesting portfolios, ongoing monitoring and periodic reporting, while clients retain custody and execution responsibility for any trades. Advice is grounded in fundamental analysis and active asset-allocation recommendations, with portfolio reviews and rebalancing suggested at least annually or more often when circumstances change.
What is distinctive is the firm’s planning-only structure: it does not manage client assets on a discretionary basis, does not charge percentage-of-assets-under-management fees, and does not maintain custody or implement transactions for clients — an arrangement that is less common among independent advisers. The principal’s combined CFP®, CPA and PFS credentials and the firm’s focus on serving higher-net-worth and professional clients further differentiate its practice model from many peers.
Client services
Financial planning
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General retirement planning
General estate planning guidance
General tax planning
Occupation focus
Executive
Founder/Business Owner
Retired
Demographic focus
Mid-Career Professionals
Fee options
Fee-only: Fixed Fee Retainer Service with a quoted fixed fee per annum based on client complexity; paid quarterly in advance at 1/4 of annual fee each quarter. Exact fee amount is individually quoted per client.
Main office location
Rose City Investment Consulting LLC
5 Centerpointe Drive, Suite 400
Lake Oswego OR 97035, United States
Number of offices
1
Most active in
Rose City Investment Consulting LLC has reported serving >5 clients in these states in the last 12 months.
Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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