Roseline Capitol Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$67,280,274
Clients
25
Advisors
3
of 5 employees
About
Roseline Capitol Advisors primarily serves high‑net‑worth individuals, trusts and retirement accounts and maintains a relatively small, household‑based client roster. The firm provides discretionary and non‑discretionary portfolio management and investment consulting across equities, mutual funds, exchange‑traded funds, fixed income and selected alternative instruments.
The firm combines multiple methods of analysis—fundamental, technical, charting and cyclical—to build model‑based or customized portfolios that reflect clients’ stated objectives and risk tolerances. It may use covered‑call writing and other alternative instruments on a case‑by‑case basis and provides at least quarterly one‑on‑one portfolio reviews.
A distinctive feature is its affiliation with an accounting/CPA practice, with the advisory principals and staff operating under a parent company structure that the brochure describes as designed to coordinate tax and investment services while keeping the firms’ functions separate. The practice is relatively concentrated in scale—managing about $67.7 million for roughly two dozen households—and also offers hourly and fixed‑fee investment consulting engagements in addition to asset‑based management.
Client services
Expertise
Fee options
Fixed fees for certain services ranging from $500 to $10,000, as agreed with client
$250 per hour
Account minimum: $1,000,000 Minimum fee: $10,000 minimum annual fee, with discretion to waive
Main office
140 Virginia St., Suite 300
Richmond VA 23219
Advisors at this office
3
Most active in
Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
John F
Series 65
Richmond, VA
Roseline Capitol Advisors, LLC
John Flounders is a financial advisor at Roseline Capitol Advisors, LLC in Richmond, VA, holding a Series 65 designation with 22 years of industry experience. He has been associated with the Roseline group of firms since 2005, including Roseline Tax Advisors, LLC and Roseline Financial Group, LLC. Roseline Capitol Advisors offers discretionary and non-discretionary investment management and consulting services to high-net-worth individuals, trusts, retirement accounts, not-for-profits, foundations, and other institutions. The firm employs a combination of charting, technical, fundamental, and cyclical analysis to create model or customized portfolios, integrating tax consulting and financial planning through its affiliated CPA practice.
James D
CFP®, Series 65
Richmond, VA
Roseline Capitol Advisors, LLC
James Duty is a CFP® with 29 years of industry experience and is a principal at Roseline Capitol Advisors, LLC in Richmond, VA. He has been involved with Roseline Tax Advisors PLLC, Roseline Financial Group, LLC, and Roseline Capitol Advisors since 2005. Roseline Capitol Advisors provides discretionary and non-discretionary investment management and consulting services to high-net-worth individuals, trusts, retirement accounts, not-for-profits, foundations, and other institutions. The firm uses a combination of charting, technical, fundamental, and cyclical analysis to manage portfolios tailored to client risk tolerance and preferences, and it operates with a relatively high advisor-to-client ratio, focusing on a limited, high-touch client base.
Beth B
CFP®
Richmond, VA
Roseline Capitol Advisors, LLC
Beth Bradberry is a CFP® professional with seven years of industry experience, currently serving as an advisor at Roseline Capitol Advisors, LLC in Richmond, VA. She has been affiliated with the Roseline group of firms, including Roseline Tax Advisors PLLC and Roseline Financial Group, LLC, since 2005. Roseline Capitol Advisors provides discretionary and non-discretionary investment management and consulting to high-net-worth individuals, trusts, retirement accounts, not-for-profits, foundations, and other institutions. The firm uses a combination of charting, technical, fundamental, and cyclical analysis to create customized portfolios and integrates tax consulting and financial planning through its affiliated CPA practice.
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