Rosemary Frank Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rosemary Frank Financial, LLC provides asset management and financial planning and consulting to individuals (including high‑net‑worth clients) and business entities. The firm manages roughly $36.5 million for a small client base and offers ongoing portfolio management alongside standalone financial planning and other consulting engagements.
For portfolio implementation, the firm uses a Turnkey Asset Management Platform (TAMP) through Altruist to access third‑party model portfolios, and it selects or changes model managers on behalf of clients while model managers retain day‑to‑day discretion. RFF’s investment process incorporates quantitative analysis and a long‑term orientation, and it tailors allocations to client objectives while accommodating client‑imposed restrictions when compatible with the platform.
RFF is notable for its exclusive use of Altruist as its platform and custodian and for declining engagements that require using an alternate custodian; the firm also does not block (aggregate) trades across accounts and does not take custody of client assets. In addition to advisory work, the firm’s principal conducts separate non‑advisory activities — including divorce financial consulting, continuing education workshops, and service as a FINRA‑approved arbitrator — activities the firm states are conducted outside its advisory client relationships.
Client services
Expertise
Fee options
Fixed financial planning fees negotiated in advance
Typically $320 per hour for financial planning services
Account minimum: $10,000 (may be waived at firm's discretion)
Main office
205 Powell Place Suite 234
Brentwood TN 37027
Advisors at this office
1
Most active in
Tennessee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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