A complete list of active advisors currently associated with Roserock Wealth Management, LLC

Warmer can help you find a great advisor at Roserock Wealth Management, LLC or one who fits your needs even better.

RoseRock Wealth Management provides advisory services to individuals, high net worth individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations, offering wealth management, investment management via proprietary model portfolios, financial planning, and retirement-plan advisory (3(21)) services. The firm delivers both discretionary and non-discretionary portfolio management using primarily ETFs and mutual funds and may assist in aggregating or managing held-away accounts through third-party access platforms. The firm’s investment approach is primarily long-term and grounded in modern portfolio theory, supplemented by fundamental analysis when appropriate, with model portfolios built largely from no-load institutional funds and ETFs. RoseRock may implement unaffiliated independent managers for portions of client portfolios and, notably, may use short-term margin borrowings in managed accounts to meet liquidity needs or client objectives, a practice for which the brochure discloses attendant margin-call and leverage risks. Distinctive features noted in the brochure include the firm’s willingness to permit margin within managed accounts — a practice uncommon among similar supported firms — and its regular use of institutional-only funds (e.g., Dimensional and Stone Ridge) that typically require advisor access and may affect portability. The firm also discloses an institutional custodian relationship that provides economic and soft-dollar benefits (used for technology and related services), and it bears platform costs for certain third-party access arrangements; these arrangements and potential conflicts are described in the disclosure.

To learn more about the advisors currently working at Roserock Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.